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Results: 1-10 of 64

SEC sues PRC issuer in what business?

  • Dorsey & Whitney LLP
  • -
  • China, USA
  • -
  • May 14 2013

The Commission has filed a series of actions against China based issuers. Some have centered on financial fraud and misrepresentation claims such as

SEC’s action seeking PRC audit papers moves forward

  • Dorsey & Whitney LLP
  • -
  • China, USA
  • -
  • April 24 2013

The SEC's action seeking to compel the production of documents from the Chinese affiliate of Deloitte and Touche is moving toward resolution. The

Fried Frank M&A quarterly - 1st quarter 2013

  • Fried Frank Harris Shriver & Jacobson LLP
  • -
  • China, USA
  • -
  • April 5 2013

In public company sale processes, confidentiality agreements executed by bidders almost universally include "standstill" provisions

Keyuan Petrochemicals and former senior executive pay over $1 million to settle China-related FCPA allegations brought by the SEC

  • Covington & Burling LLP
  • -
  • China, USA
  • -
  • March 6 2013

On February 28, 2013, Keyuan Petrochemicals, Inc. ("Keyuan") and Li Aichun ("Ms. Li"), Keyuan's former Chief Financial Officer, agreed to pay over $1

Between mortar and pestle: SEC pressure grinds auditors against PRC state interests

  • Sheppard Mullin Richter & Hampton LLP
  • -
  • China, USA
  • -
  • February 14 2013

Comity among US and Chinese regulators may top this New Year's wish list for United States-listed companies in China. After a failed six-month

Will Morrison end the debate over PRC based audit work papers?

  • Dorsey & Whitney LLP
  • -
  • China, USA
  • -
  • January 15 2013

In Morrison v. National Australia Bank Ltd., 136 S.Ct. 2869 (2010) the Supreme Court held that Exchange Act Section 10(b) only reaches to the water's

Recent developments for the third quarter 2012

  • Baker & McKenzie
  • -
  • Australia, China, European Union, France, Israel, Italy, Japan, Latvia, Singapore, Taiwan, United Kingdom, USA
  • -
  • January 8 2013

This letter is from the Global Equity Services ("GES") group in San Francisco, Chicago and New York. Attorneys in the GES practice group work

International regulatory update 21 December 2012-4 January 2013

  • Clifford Chance LLP
  • -
  • China, European Union, Germany, Hong Kong, Malaysia, Singapore, Spain, United Kingdom, USA
  • -
  • January 7 2013

Ireland commences EU Council Presidency PRIPS: ECON Committee reports on proposed Regulation on key information documents EMIR: Implementing

SEC targets accounting firms for China audits

  • Sedgwick LLP
  • -
  • China, USA
  • -
  • December 18 2012

The SEC has filed an administrative complaint against the China-based branches of the “Big 4” U.S. accounting firms and another accounting firm as a result of their refusal to release documents in connection with the SEC’s investigation of China-based companies that are listed on U.S. trading exchanges

SEC charges Chinese affiliates of major accounting firms with U.S. securities laws violations

  • Wiley Rein LLP
  • -
  • China, USA
  • -
  • December 10 2012

On December 3, 2012, the U.S. Securities and Exchange Commission (SEC) began proceedings against the Chinese affiliates of five major accounting firmsDeloitte, Ernst & Young, KPMG, PwC and BDOfor their refusal, in violation of the securities laws, to produce documents sought by the SEC as part of ongoing investigations into accounting fraud by Chinese companies

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