We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.
Lexology logo
  Request new password

Search results

Order by most recent / most popular / relevance

Results: 1-5 of 5

Part V: the SEC and Chinese issuers: transparency and accountability

  • Dorsey & Whitney LLP
  • -
  • China, USA
  • -
  • August 6 2012

This is the fifth and concluding segment of a series examining issues arising in SEC Enforcement Actions relating to issuers from the PRC whose shares are traded in the U.S

Part II: The SEC and Chinese issuers: transparency and accountability

  • Dorsey & Whitney LLP
  • -
  • China, USA
  • -
  • August 1 2012

This is the second segment of a five part series examining issues arising in SEC Enforcement Actions relating to issuers from the PRC whose shares are traded in the U.S

Another SEC action against a Chinese issuer

  • Dorsey & Whitney LLP
  • -
  • China, USA
  • -
  • September 4 2012

Chinese companies that went public through a reverse merger continue to be the subject of Commission enforcement actions

The SEC and Chinese issuers: transparency and accountability

  • Dorsey & Whitney LLP
  • -
  • China, USA
  • -
  • August 1 2012

This is the first segment of a five part series examining issues arising in SEC Enforcement Actions relating to issuers from the PRC whose shares are traded in the U.S

Will Morrison end the debate over PRC based audit work papers?

  • Dorsey & Whitney LLP
  • -
  • China, USA
  • -
  • January 15 2013

In Morrison v. National Australia Bank Ltd., 136 S.Ct. 2869 (2010) the Supreme Court held that Exchange Act Section 10(b) only reaches to the water's