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Canadian mutual funds obtain relief to clear swaps as mandated by CFTC

Borden Ladner Gervais LLP
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Canada, USA
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June 11 2013

On June 7, 2013, some Canadian mutual funds obtained exemptive relief under National Instrument 81-102 - Mutual Funds (NI 81-102) to permit them to

Reminder: May 1st deadline for compliance with business conduct rules under Dodd-Frank Act

Stikeman Elliott LLP
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Canada, USA
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April 18 2013

Almost two years after the passage of the Dodd-Frank Act, the overhaul of the US derivatives market is rapidly shifting into the implementation phase

U.S. derivatives trading by Canadian fund managers: continued Dodd-Frank fall-out

Borden Ladner Gervais LLP
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Canada, USA
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November 5 2012

Canadian fund managers that trade in over-the-counter derivatives for their investment funds should be aware of two significant U.S. developments that can be expected to affect such trading; particularly since it is recommended that action be taken before the end of 2012

Update re: certain Canadian and foreign issuers quoted in the U.S. OTC markets become reporting issuers in Canada under MI 51-105

Blake Cassels & Graydon LLP
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Canada, USA
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August 2 2012

The Alberta Securities Commission (ASC) and the British Columbia Securities Commission (BCSC) have each issued a local exemption order (ASC Blanket Order 51-513 and BCI 51-511) expanding the list of stock exchanges on which an issuer may have its securities listed or quoted in order to be exempt from Multilateral Instrument 51-105 Issuers Quoted in the U.S. Over-the- Counter Markets (MI 51-105

New Canadian rules to make issuers quoted in the U.S. OTC markets into reporting issuers in Canada

Osler, Hoskin & Harcourt LLP
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Canada, USA
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June 28 2012

The Canadian Securities Administrators in each province and territory of Canada other than the Province of Ontario have adopted Multilateral Instrument 51-105 Issuers Quoted in the U.S. Over-the-Counter Markets (MI 51-105), which comes into effect on July 31, 2012

US OTC market issuers could become subject to Canadian reporting obligations

Stikeman Elliott LLP
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Canada, USA
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June 25 2012

The Canadian Securities Administrators in each province and territory of Canada other than Ontario (the adopting jurisdictions) recently adopted Multilateral Instrument 51-105 Issuers Quoted in the U.S. Over-the-Counter Markets

Financial services legislative and regulatory update - June 11, 2012

Mintz Levin Cohn Ferris Glovsky and Popeo PC
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Canada, Spain, USA
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June 11 2012

On Sunday, Spain announced that it would be seeking a bailout and the Eurozone banks agreed to lend Spain 100 billion euros ($125 billion dollars) in order to stabilize its banks

Regulation update and other commodities news

Kennedys Law LLP
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Argentina, Australia, Canada, China, European Union, Hong Kong, Singapore, Spain, United Kingdom, USA, Venezuela
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May 15 2012

There she blows!

CFTC sues Royal Bank of Canada for years long wash sale scheme

Dorsey & Whitney LLP
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Canada, USA
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April 4 2012

The Commodity Futures Trading Commission filed an enforcement action against the Royal Bank of Canada alleging a years long, riskless wash sale scheme conducted by a small group of RBC personnel to generate certain lucrative Canadian tax benefits

Capital markets 2011 mid-year report

Torys LLP
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Canada, USA
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July 27 2011

To date, 2011 has been an exciting year in North American capital markets

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Search results

Canadian mutual funds obtain relief to clear swaps as mandated by CFTC

Reminder: May 1st deadline for compliance with business conduct rules under Dodd-Frank Act

U.S. derivatives trading by Canadian fund managers: continued Dodd-Frank fall-out

Update re: certain Canadian and foreign issuers quoted in the U.S. OTC markets become reporting issuers in Canada under MI 51-105

New Canadian rules to make issuers quoted in the U.S. OTC markets into reporting issuers in Canada

US OTC market issuers could become subject to Canadian reporting obligations

Financial services legislative and regulatory update - June 11, 2012

Regulation update and other commodities news

CFTC sues Royal Bank of Canada for years long wash sale scheme

Capital markets 2011 mid-year report

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