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UK regulator fines U.S. hedge fund and portfolio manager for market abuse: lessons to be learned

Chadbourne & Parke LLP
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United Kingdom, USA
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May 29 2012

The UK financial services regulator has made it clear that U.S. investors need to learn the rules of soccer when playing in the UK

The great fraud of China

Cobbetts LLP
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United Kingdom, USA
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May 18 2012

Near Xanadu did Chris Ruffle a stately pleasure dome decree, but for his fraud, a fine was brought “Success for the SEC!”

This week in securities litigation (week ending October 26, 2012)

Dorsey & Whitney LLP
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Hong Kong, United Kingdom, USA
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October 26 2012

The focus this week was on white collar criminal securities cases

International regulatory update 4 Feb-8 Feb 2013

Clifford Chance LLP
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European Union, Germany, Global, Hong Kong, Singapore, United Kingdom, USA
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February 11 2013

EMIR: European Parliament’s resolution to reject Delegated regulations withdrawn; MiFID review: EU Council Presidency publishes Compromise texts

International regulatory update 10-14 December 2012

Clifford Chance LLP
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European Union, Germany, Hong Kong, Italy, Spain, United Kingdom, USA
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December 17 2012

The European Council (Heads of State or Government) has published the conclusions from its meeting on 13 and 14 December 2012, at which it agreed on a roadmap for the completion of the Economic and Monetary Union

Anti-corruption digest

Dorsey & Whitney LLP
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Global, United Kingdom, USA
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December 21 2012

Several U.S. mayors are on trial for, under investigation for, or have just been found guilty of charges related to extortion and bribery. A brief rundown:

Morrison v National Australia Bank

Herbert Smith Freehills LLP
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United Kingdom, USA
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July 1 2010

In a decision of great significance to non-US issuers and their shareholders, the US Supreme Court has clarified and restricted the extra-territorial application of the anti-fraud provisions of US federal securities laws