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Market abuse update April 2015

  • Herbert Smith Freehills LLP
  • -
  • Australia, European Union, United Kingdom, USA
  • -
  • April 16 2015

2014 was marked by record fines for benchmarkmManipulation globally, criminal prosecutions for insider trading and market manipulation, and the first

Market abuse update

  • Herbert Smith Freehills LLP
  • -
  • Australia, European Union, France, Hong Kong, United Kingdom, USA
  • -
  • December 15 2014

The FCA has continued to build on the strong track record of civil and criminal enforcement action against abusive conduct and manipulation, notably

Global Market Abuse News - Spring 2015

  • Freshfields Bruckhaus Deringer LLP
  • -
  • China, France, Germany, Hong Kong, Italy, Japan, Spain, United Kingdom, USA
  • -
  • March 24 2015

In February 2015, the Court of First Instance ordered that China Metal Recycling (Holdings) Limited (CMR) be wound up in the public interest. This is

The great fraud of China

  • Cobbetts LLP
  • -
  • United Kingdom, USA
  • -
  • May 18 2012

Near Xanadu did Chris Ruffle a stately pleasure dome decree, but for his fraud, a fine was brought “Success for the SEC!”

Anti-corruption digest - June 2013

  • Dorsey & Whitney LLP
  • -
  • Global, United Kingdom, USA
  • -
  • June 21 2013

French oil and gas giant Total SA has entered into a three-year deferred prosecution agreement ("DPA") with the U.S. Department of Justice ("DOJ") to

Cross-border investigations update

  • Skadden Arps Slate Meagher & Flom LLP
  • -
  • China, United Kingdom, USA
  • -
  • October 14 2014

The inaugural edition of Cross-Border Investigations Update includes an overview of enforcement trends, including the increasing cooperation between U

Private funds in focus

  • Proskauer Rose LLP
  • -
  • Brazil, United Kingdom, USA
  • -
  • February 6 2014

The list below briefly summarizes various regulatory obligations and filing deadlines for private fund managers under U.S. rules. Click here to view

Global anti-corruption insights - Winter 2015

  • Arnold & Porter LLP
  • -
  • Global, United Kingdom, USA
  • -
  • February 27 2015

The Department of Justice and the Securities and Exchange Commission continued their focus on the Foreign Corrupt Practices Act in 2014, resolving

FCPA digest - recent trends and patterns in the enforcement of the Foreign Corrupt Practices Act - January 2015

  • Shearman & Sterling LLP
  • -
  • United Kingdom, USA
  • -
  • January 5 2015

The 2014 FCPA enforcement year has been interesting to say the least. While the DOJ and SEC continue to prosecute individuals at a relatively steady

This week in securities litigation (week ending October 26, 2012)

  • Dorsey & Whitney LLP
  • -
  • Hong Kong, United Kingdom, USA
  • -
  • October 26 2012

The focus this week was on white collar criminal securities cases