Search results

Order by most recent / most popular / relevance

Results: 1-10 of 31

Misselling: a global perspective

Clifford Chance LLP
-
France, Germany, Hong Kong, Italy, Netherlands, Singapore, United Kingdom, USA
-
April 25 2013

Turbulent economic conditions and heightened levels of media, political and regulatory interest in banks' dealings with consumers are leading

Disclosure of derivative positions comes under renewed scrutiny

McCarthy Tétrault LLP
-
Canada, United Kingdom, USA
-
July 21 2008

Recent pronouncements by a court in the United States, as well as regulatory activity in the United Kingdom, have highlighted the issue of whether rules requiring disclosure of beneficial interests in securities of public companies should extend to economic interests in securities held through derivative contracts such as cash-settled total-return equity swaps (TRSs) and similar financial instruments

A tale of two Ponzi schemes

Dorsey & Whitney LLP
-
United Kingdom, USA
-
September 19 2012

Ponzi schemes seem to be everywhere

Protecting investors in the U.S. and abroad

Dorsey & Whitney LLP
-
Australia, Hong Kong, United Kingdom, USA
-
May 23 2012

The SEC faces a variety of issues in protecting U.S. investors in the capital markets of this country

International regulatory update 7 - 11 January 2013

Clifford Chance LLP
-
European Union, France, Global, India, Poland, Singapore, United Kingdom, USA
-
January 14 2013

EMIR: Extension of scrutiny period for Commission Delegated Regulations Basel III: Basel Committee releases revised version of Liquidity Coverage

US class action: should trustees be doing anything?

Wragge & Co LLP
-
United Kingdom, USA
-
May 21 2007

Many UK pension schemes hold US equities either directly or indirectly (for example, in pooled funds

Morrison v National Australia Bank

Herbert Smith Freehills LLP
-
United Kingdom, USA
-
July 1 2010

In a decision of great significance to non-US issuers and their shareholders, the US Supreme Court has clarified and restricted the extra-territorial application of the anti-fraud provisions of US federal securities laws

BLG Monthly Update

Borden Ladner Gervais LLP
-
Argentina, Australia, Canada, United Kingdom, USA
-
December 19 2012

The BLG Monthly Update is a digest of recent developments in the law which Neil Guthrie, our National Director of Research, thinks you will find

This week in securities litigation (December 9, 2011)

Dorsey & Whitney LLP
-
United Kingdom, USA
-
December 9 2011

The collapse of MF Global was a key topic on Capital Hill this week

Market abuseinsider dealingFSA enforcement

Herbert Smith Freehills LLP
-
United Kingdom, USA
-
May 4 2012

The SEC has secured a substantial settlement from three men involved in an insider trading case brought against a corporate lawyer, a middle man and a Wall Street trader

next >

Search results

Misselling: a global perspective

Disclosure of derivative positions comes under renewed scrutiny

A tale of two Ponzi schemes

Protecting investors in the U.S. and abroad

International regulatory update 7 - 11 January 2013

US class action: should trustees be doing anything?

Morrison v National Australia Bank

BLG Monthly Update

This week in securities litigation (December 9, 2011)

Market abuseinsider dealingFSA enforcement

Current Search

Suggested Facets

Author

Firm Name

Jurisdiction

Workarea