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Results: 1-10 of 138

US private fund advisers likely to have another year to comply with the AIFM Directive for marketing in the UK

  • Schulte Roth & Zabel LLP
  • -
  • United Kingdom, USA
  • -
  • May 2 2013

HM Treasury, which is the legislative body responsible for implementing the Alternative Investment Fund Managers Directive (“AIFM Directive”) into

Misselling: a global perspective

  • Clifford Chance LLP
  • -
  • France, Germany, Hong Kong, Italy, Netherlands, Singapore, United Kingdom, USA
  • -
  • April 25 2013

Turbulent economic conditions and heightened levels of media, political and regulatory interest in banks' dealings with consumers are leading

FATCA update no duplicate reporting for investment funds

  • Dechert LLP
  • -
  • United Kingdom, USA
  • -
  • February 1 2013

Following the execution of an inter-governmental agreement (or "IGA") with the United States in September 2012 and a consultation exercise which

The great fraud of China

  • Cobbetts LLP
  • -
  • United Kingdom, USA
  • -
  • May 18 2012

Near Xanadu did Chris Ruffle a stately pleasure dome decree, but for his fraud, a fine was brought “Success for the SEC!”

Living wills in the UK and US for systemically important financial institutions

  • Dentons
  • -
  • United Kingdom, USA
  • -
  • October 24 2011

On October 3, 2011, the Financial Stability Board announced that it had approved "the package of policy measures to be submitted to the G20's November summit to address the 'too big to fail' problems" posed by systemically important financial institutions

International trade compliance - August 2012

  • Baker & McKenzie
  • -
  • Argentina, Australia, Belarus, Brazil, Canada, Chile, China, European Union, Global, Hong Kong, India, Iran, Ireland, Japan, Malaysia, Mexico, Myanmar, Netherlands, New Zealand, Nicaragua, Russia, Rwanda, South Africa, Switzerland, Syria, Ukraine, United Kingdom, USA, Vanuatu , Yemen
  • -
  • August 6 2012

Covering Customs and Other Import Requirements, Export Controls and Sanctions, Trade Remedies, WTO and Anti-Corruption

The handling of material nonpublic information in the U.S. and U.K. loan markets

  • Jones Day
  • -
  • United Kingdom, USA
  • -
  • August 13 2010

Institutions that maintain loan portfolios through origination or acquisition or engage in other activities that generate credit exposures ("loan market participants" or "LMPs") very often have access to (or are deemed to have access to) confidential information that may include material nonpublic information ("MNPI"

Disclosure of derivative positions comes under renewed scrutiny

  • McCarthy Tétrault LLP
  • -
  • Canada, United Kingdom, USA
  • -
  • July 21 2008

Recent pronouncements by a court in the United States, as well as regulatory activity in the United Kingdom, have highlighted the issue of whether rules requiring disclosure of beneficial interests in securities of public companies should extend to economic interests in securities held through derivative contracts such as cash-settled total-return equity swaps (TRSs) and similar financial instruments

FATCA

  • Russell McVeagh
  • -
  • Australia, New Zealand, United Kingdom, USA
  • -
  • October 23 2012

On 12 September 2012 the UK government signed an Inter-Governmental Agreement with the US government for the purposes of FATCA implementation in the UK

A tale of two Ponzi schemes

  • Dorsey & Whitney LLP
  • -
  • United Kingdom, USA
  • -
  • September 19 2012

Ponzi schemes seem to be everywhere

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