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Results: 1-10 of 13

Market abuse update April 2015

  • Herbert Smith Freehills LLP
  • -
  • Australia, European Union, United Kingdom, USA
  • -
  • April 16 2015

2014 was marked by record fines for benchmarkmManipulation globally, criminal prosecutions for insider trading and market manipulation, and the first

General counsel update - march 2015

  • Herbert Smith Freehills LLP
  • -
  • Australia, China, European Union, Hong Kong, United Kingdom, USA
  • -
  • March 5 2015

Protecting your investments: further public consultation to be launched on Investment Protection in the USEU Free Trade Agreement

Market abuse update

  • Herbert Smith Freehills LLP
  • -
  • Australia, European Union, France, Hong Kong, United Kingdom, USA
  • -
  • December 15 2014

The FCA has continued to build on the strong track record of civil and criminal enforcement action against abusive conduct and manipulation, notably

General counsel update September 2014

  • Herbert Smith Freehills LLP
  • -
  • Australia, China, European Union, Hong Kong, Russia, United Kingdom, USA
  • -
  • September 29 2014

The London Court of International Arbitration (LCIA) Court's new rules come into force on 1 October 2014 and are to apply to any arbitration

A summary of major developments in key areas - General Counsel update September 2013

  • Herbert Smith Freehills LLP
  • -
  • Australia, Hong Kong, United Kingdom, USA
  • -
  • September 19 2013

The Large and Medium-sized Companies and Groups (Accounts and Reports) (Amendment) Regulations 2013 and changes to the Companies Act 2006 made by the

General Counsel Update - June 2013 - A summary of major developments in key areas

  • Herbert Smith Freehills LLP
  • -
  • Australia, European Union, Singapore, United Kingdom, USA
  • -
  • June 21 2013

The Companies Act 2006 (Strategic Report and Directors' Report) Regulations 2013 (Regulations) to amend the structure of UK annual reports have

General counsel update

  • Herbert Smith Freehills LLP
  • -
  • China, European Union, Germany, Hong Kong, Indonesia, Mongolia, Singapore, United Kingdom, USA
  • -
  • July 11 2012

This is the thirtieth in our series of general counsel updates which aim to summarise major developments in key areas

Market abuseinsider dealingFSA enforcement

  • Herbert Smith Freehills LLP
  • -
  • United Kingdom, USA
  • -
  • May 4 2012

The SEC has secured a substantial settlement from three men involved in an insider trading case brought against a corporate lawyer, a middle man and a Wall Street trader

Fraud, bribery and corruption

  • Herbert Smith Freehills LLP
  • -
  • United Kingdom, USA
  • -
  • May 4 2012

David Green CB QC has started his role as the new Director of the SFO

How will the US "galleon" insider dealing cases impact the FSA's approach?

  • Herbert Smith Freehills LLP
  • -
  • United Kingdom, USA
  • -
  • November 17 2011

Last month, the United States Securities and Exchange Commission (SEC) secured a record sentence against Raj Rajaratnam the founder of Galleon hedge fund, of eleven years for insider dealing