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Results: 1-10 of 24

This week in securities litigation (week ending June 20, 2014)

  • Dorsey & Whitney LLP
  • -
  • Australia, European Union, Hong Kong, Japan, United Kingdom, USA
  • -
  • June 19 2014

High speed trading and conflict of interest in the market place were the topics of the week. Two Senate committees held hearings on the issues which

This week in securities litigation (week ending June 6, 2014)

  • Dorsey & Whitney LLP
  • -
  • Hong Kong, United Kingdom, USA
  • -
  • June 5 2014

The SEC had mixed results in court this week. A Manhattan jury returned a verdict against the agency in a high profile and long-running insider

This week in securities litigation (week ending February 28, 2014)

  • Dorsey & Whitney LLP
  • -
  • Canada, Hong Kong, Japan, United Kingdom, USA
  • -
  • February 27 2014

The Supreme Court handed down a significant decision, construing SLUSA in the context of suits by investors defrauded investors in the Stanford Ponzi

This week in securities litigation (week ending April 4, 2014)

  • Dorsey & Whitney LLP
  • -
  • Australia, Hong Kong, United Kingdom, USA
  • -
  • April 3 2014

High speed trading and insider trading were key topics this week. Author Michael Lewis released a new book on high speed trading and, in an interview

This week in securities litigation (week ending May 30, 2014)

  • Dorsey & Whitney LLP
  • -
  • Hong Kong, United Kingdom, USA
  • -
  • May 29 2014

In a holiday shortened week, the SEC filed actions based on the malfeasance at a transfer agent, financial fraud, insider trading and investment fund

This week in securities litigation (week ending May 2, 2014)

  • Dorsey & Whitney LLP
  • -
  • United Kingdom, USA
  • -
  • May 1 2014

Chair Mary Jo White testified before Congress this week. Her testimony focused on the budget, reviewing the recent work of the agency. The Commission

This week in securities litigation (September 16, 2011)

  • Dorsey & Whitney LLP
  • -
  • United Kingdom, USA
  • -
  • September 16 2011

As the week drew to a close, reports surfaced of a rogue trader who had run up $2 billion in trading losses at UBS in London while the SEC reportedly is expanding its market crisis probe

This week in securities litigation (week ending February 7, 2014)

  • Dorsey & Whitney LLP
  • -
  • Australia, Hong Kong, United Kingdom, USA
  • -
  • February 6 2014

Matthew Martoma was convicted of insider trading by a Manhattan jury. That jury found him guilty of one count of conspiracy and two counts of

Anti-corruption digest - June 2013

  • Dorsey & Whitney LLP
  • -
  • Global, United Kingdom, USA
  • -
  • June 21 2013

French oil and gas giant Total SA has entered into a three-year deferred prosecution agreement ("DPA") with the U.S. Department of Justice ("DOJ") to

A tale of two Ponzi schemes

  • Dorsey & Whitney LLP
  • -
  • United Kingdom, USA
  • -
  • September 19 2012

Ponzi schemes seem to be everywhere