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This week in securities litigation (week ending September 19, 2014)

  • Dorsey & Whitney LLP
  • -
  • Australia, Hong Kong, United Kingdom, USA
  • -
  • September 19 2014

The Commission continued with broken windows this week. Twenty Rule 105 short selling cases were filed in a group. Last week another group of broken

This week in securities litigation (December 9, 2011)

  • Dorsey & Whitney LLP
  • -
  • United Kingdom, USA
  • -
  • December 9 2011

The collapse of MF Global was a key topic on Capital Hill this week

Protecting investors in the U.S. and abroad

  • Dorsey & Whitney LLP
  • -
  • Australia, Hong Kong, United Kingdom, USA
  • -
  • May 23 2012

The SEC faces a variety of issues in protecting U.S. investors in the capital markets of this country

This week in securities litigation (week ending May 2, 2014)

  • Dorsey & Whitney LLP
  • -
  • United Kingdom, USA
  • -
  • May 1 2014

Chair Mary Jo White testified before Congress this week. Her testimony focused on the budget, reviewing the recent work of the agency. The Commission

The UK’s Bribery Act of 2010: the obligations and risks it imposes on US employers with business in the UK

  • Dorsey & Whitney LLP
  • -
  • United Kingdom, USA
  • -
  • February 21 2011

The UK Bribery Act is expected to come into force shortly

A tale of two Ponzi schemes

  • Dorsey & Whitney LLP
  • -
  • United Kingdom, USA
  • -
  • September 19 2012

Ponzi schemes seem to be everywhere

This week in securities litigation (week ending February 21, 2014)

  • Dorsey & Whitney LLP
  • -
  • Australia, United Kingdom, USA
  • -
  • February 20 2014

The SEC filed two civil injunctive actions this week. Once focused on an investment fraud scheme in which interests were sold in what was falsely

A comparative regulatory guide to listing in Hong Kong, London, New York and Toronto

  • Dorsey & Whitney LLP
  • -
  • Canada, Hong Kong, United Kingdom, USA
  • -
  • February 10 2010

There are two listing standards for NYSE: the Non-U.S. Standards for non-U.S. companies (which is further subdivided into two sets of standards worldwide and domestic under which non-U.S. companies may qualify for listing) and the U.S. Standards for domestic companies

This week in securities litigation (September 16, 2011)

  • Dorsey & Whitney LLP
  • -
  • United Kingdom, USA
  • -
  • September 16 2011

As the week drew to a close, reports surfaced of a rogue trader who had run up $2 billion in trading losses at UBS in London while the SEC reportedly is expanding its market crisis probe

This week in securities litigation (week ending October 26, 2012)

  • Dorsey & Whitney LLP
  • -
  • Hong Kong, United Kingdom, USA
  • -
  • October 26 2012

The focus this week was on white collar criminal securities cases