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Results: 1-7 of 7

FSA and SEC discuss approaches to global regulatory requirements

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom, USA
  • -
  • October 12 2009

The FSA has announced that its Chief Executive, Hector Sants, and Mary Shapiro, chairman of the US Securities and Exchange Commission (SEC), will explore approaches to reporting and other regulatory requirements for key market participants such as hedge funds and their advisers

SEC and UK FSA hold fifth meeting of the SEC-FSA strategic dialogue

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom, USA
  • -
  • February 8 2010

The FSA and the US Securities and Exchange Commission have held their fifth meeting of the SEC-FSA strategic dialogue

FSA and SEC discuss approaches to global regulatory requirements

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom, USA
  • -
  • September 24 2009

The FSA has announced that its Chief Executive, Hector Sants, and Mary Shapiro, chairman of the US Securities and Exchange Commission (SEC), will explore approaches to reporting and other regulatory requirements for key market participants such as hedge funds and their advisers

FSA statement to the US bankruptcy court examiner on the collapse of Lehman Brothers Holding Inc

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom, USA
  • -
  • March 22 2010

The FSA has published the statement that it has provided to the court appointed examiner of Lehman Brothers Holding Inc, which is referred to in his wider report on the collapse of Lehman Brothers published on 11 March 2010

SEC and UK FSA hold fifth meeting of the SEC-FSA strategic dialogue

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom, USA
  • -
  • February 24 2010

On 1 February 2010, the FSA stated that it had held its latest meeting with the US Securities and Exchange Commission

FSA statement to the US bankruptcy court examiner on the collapse of Lehman Brothers Holdings Inc

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom, USA
  • -
  • March 26 2010

On 12 March 2010, the FSA published the statement that it had provided to the court appointed examiner of Lehman Brothers Holding Inc, which is referred to in his wider report on the collapse of Lehman Brothers

FSA and SEC discuss approaches to global regulatory requirements

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom, USA
  • -
  • October 29 2009

On 16 September 2009, the FSA announced that its Chief Executive, Hector Sants, and Mary Shapiro, Chairman of the US Securities and Exchange Commission (SEC), will explore approaches to reporting and other regulatory requirements for key market participants such as hedge funds and their advisers