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US SEC files civil action charging NATCO with violations under FCPA

Herbert Smith Freehills LLP
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USA
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June 3 2010

The US Securities and Exchange Commission (SEC) settled its civil enforcement action against NATCO Group Inc (NATCO) earlier this year

SEC charges General Re Corporation for its role in AIG and Prudential accounting fraud

Herbert Smith Freehills LLP
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USA
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February 16 2010

The US Securities and Exchange Commission (SEC) has issued a complaint against General Re Corporation (Gen Re) for its involvement in assisting American International Group (AIG) and Prudential Financial Inc. with setting up sham transactions to manipulate their financial statements

Market abuseinsider dealingFSA enforcement

Herbert Smith Freehills LLP
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United Kingdom, USA
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May 4 2012

The SEC has secured a substantial settlement from three men involved in an insider trading case brought against a corporate lawyer, a middle man and a Wall Street trader

SEC charges attorney in insider trading scheme

Herbert Smith Freehills LLP
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USA
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January 6 2010

The Securities and Exchange Commission (SEC) has charged lawyer, Brien. P. Santarlas for disclosing non-public information about a proposed corporate acquisition relating to one of the firm's clients in exchange for kickbacks

Fraud, bribery and corruption

Herbert Smith Freehills LLP
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United Kingdom, USA
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May 4 2012

Search results

US SEC files civil action charging NATCO with violations under FCPA

SEC charges General Re Corporation for its role in AIG and Prudential accounting fraud

Market abuseinsider dealingFSA enforcement

SEC charges attorney in insider trading scheme

Fraud, bribery and corruption

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