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SBA requires SBICs to recertify Institutional Investor status

  • Edwards Wildman Palmer LLP
  • -
  • USA
  • -
  • May 29 2012

On May 16, 2012, the SBA issued Memorandum 2012-1 regarding annual recertification of SBIC Institutional Investors

A SBIC’s control of a small business is limited to seven years

  • Edwards Wildman Palmer LLP
  • -
  • USA
  • -
  • February 24 2012

Pursuant to the regulations governing Small Business Investment Companies (“SBICs”), an SBIC is permitted to make a controlling investment in a portfolio company

The SBA issues instructions for pre-screening prospective applicants to the SBIC program

  • Edwards Wildman Palmer LLP
  • -
  • USA
  • -
  • April 4 2013

The U.S. Small Business Administration (the "SBA") recently issued instructions for prospective applicants to the SBIC Program regarding the process

The SBA issues new instructions for SBICs drawing leverage

  • Edwards Wildman Palmer LLP
  • -
  • USA
  • -
  • March 8 2013

The U.S. Small Business Administration (the "SBA") recently issued new instructions governing the draw request (a "Draw Request") that small business

The SBA issues updated TechNote 4: reporting portfolio valuations

  • Edwards Wildman Palmer LLP
  • -
  • USA
  • -
  • July 8 2013

The U.S. Small Business Administration (the "SBA") recently issued an updated TechNote 4, which clarifies how Small Business Investment Companies

Institutional investor status recertification

  • Edwards Wildman Palmer LLP
  • -
  • USA
  • -
  • May 17 2011

On May 16, 2011, the SBA issued Memorandum 2011-1 regarding annual recertification of SBIC Institutional Investors

SBA notifies of changes in the SBIC leverage draw application schedule for the upcoming holiday season

  • Edwards Wildman Palmer LLP
  • -
  • USA
  • -
  • October 9 2012

On October 4, 2012, the U.S. Small Business Administration (“SBA”) issued a notice revising the semi-monthly leverage draw application schedule for Small Business Investment Companies (“SBICs”) during the upcoming holiday season as follows

SBA modifies procedures for the prepayment of SBIC pooled debentures

  • Edwards Wildman Palmer LLP
  • -
  • USA
  • -
  • July 30 2013

On July 25, 2013, the U.S. Small Business Administration ("SBA") issued a notice to Small Business Investment Companies ("SBICs") that the procedures

SBA issues SBIC TechNote 17 concerning the determination of common control of two or more SBICs

  • Edwards Wildman Palmer LLP
  • -
  • USA
  • -
  • February 20 2013

On February 12, 2013, the SBA issued SBIC TechNote 17, which provides guidance on the criteria the SBA will consider in determining whether two or

SEC adopts final rules implementing the Dodd-Frank Act

  • Edwards Wildman Palmer LLP
  • -
  • USA
  • -
  • June 30 2011

On June 22, 2011, the Securities and Exchange Commission adopted final rules and rule amendments under the Investment Advisers Act of 1940 to implement provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act