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Results: 1-10 of 19

The SBA issues updated TechNote 4: reporting portfolio valuations

  • Edwards Wildman Palmer LLP
  • -
  • USA
  • -
  • July 8 2013

The U.S. Small Business Administration (the "SBA") recently issued an updated TechNote 4, which clarifies how Small Business Investment Companies

Institutional investor status recertification

  • Edwards Wildman Palmer LLP
  • -
  • USA
  • -
  • May 17 2011

On May 16, 2011, the SBA issued Memorandum 2011-1 regarding annual recertification of SBIC Institutional Investors

SBA notifies of changes in the SBIC leverage draw application schedule for the upcoming holiday season

  • Edwards Wildman Palmer LLP
  • -
  • USA
  • -
  • October 9 2012

On October 4, 2012, the U.S. Small Business Administration (“SBA”) issued a notice revising the semi-monthly leverage draw application schedule for Small Business Investment Companies (“SBICs”) during the upcoming holiday season as follows

SBA requires SBICs to recertify Institutional Investor status

  • Edwards Wildman Palmer LLP
  • -
  • USA
  • -
  • May 29 2012

On May 16, 2012, the SBA issued Memorandum 2012-1 regarding annual recertification of SBIC Institutional Investors

SBA issues SBIC TechNote 17 concerning the determination of common control of two or more SBICs

  • Edwards Wildman Palmer LLP
  • -
  • USA
  • -
  • February 20 2013

On February 12, 2013, the SBA issued SBIC TechNote 17, which provides guidance on the criteria the SBA will consider in determining whether two or

SBA modifies procedures for the prepayment of SBIC pooled debentures

  • Edwards Wildman Palmer LLP
  • -
  • USA
  • -
  • July 30 2013

On July 25, 2013, the U.S. Small Business Administration ("SBA") issued a notice to Small Business Investment Companies ("SBICs") that the procedures

SBA policy change regarding buyouts of SBICs with outstanding participating securities leverage

  • Edwards Wildman Palmer LLP
  • -
  • USA
  • -
  • January 12 2011

On January 3, 2011, the SBA announced a new policy governing its approval of buyouts of active SBICs that have outstanding participating securities leverage

New record low interest rate for latest pooling of SBIC debentures announced

  • Edwards Wildman Palmer LLP
  • -
  • USA
  • -
  • September 22 2011

The U.S. Small Business Administration (SBA) has announced that the latest pooling of Small Business Investment Company (SBIC) Debentures was priced at 2.877, which is the lowest pricing of a debenture pooling in the history of the SBIC program

New registration and reporting requirements for private fund managers may be postponed

  • Edwards Wildman Palmer LLP
  • -
  • USA
  • -
  • April 27 2011

Private fund advisers that have been exempt from registering with the SEC under the Investment Advisers Act of 1940 may not be required to comply with the registration and reporting requirements, recently proposed by the SEC in connection with Title IV of the Dodd-Frank Act, as soon as originally expected

SEC adopts final rules implementing the Dodd-Frank Act

  • Edwards Wildman Palmer LLP
  • -
  • USA
  • -
  • June 30 2011

On June 22, 2011, the Securities and Exchange Commission adopted final rules and rule amendments under the Investment Advisers Act of 1940 to implement provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act