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SBA requires SBICs to recertify Institutional Investor status

  • Edwards Wildman Palmer LLP
  • -
  • USA
  • -
  • May 29 2012

On May 16, 2012, the SBA issued Memorandum 2012-1 regarding annual recertification of SBIC Institutional Investors

SBA modifies procedures for the prepayment of SBIC pooled debentures

  • Edwards Wildman Palmer LLP
  • -
  • USA
  • -
  • July 30 2013

On July 25, 2013, the U.S. Small Business Administration ("SBA") issued a notice to Small Business Investment Companies ("SBICs") that the procedures

SBA policy change regarding buyouts of SBICs with outstanding participating securities leverage

  • Edwards Wildman Palmer LLP
  • -
  • USA
  • -
  • January 12 2011

On January 3, 2011, the SBA announced a new policy governing its approval of buyouts of active SBICs that have outstanding participating securities leverage

SEC adopts final rules implementing the Dodd-Frank Act

  • Edwards Wildman Palmer LLP
  • -
  • USA
  • -
  • June 30 2011

On June 22, 2011, the Securities and Exchange Commission adopted final rules and rule amendments under the Investment Advisers Act of 1940 to implement provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act

New record low interest rate for latest pooling of SBIC debentures announced

  • Edwards Wildman Palmer LLP
  • -
  • USA
  • -
  • September 22 2011

The U.S. Small Business Administration (SBA) has announced that the latest pooling of Small Business Investment Company (SBIC) Debentures was priced at 2.877, which is the lowest pricing of a debenture pooling in the history of the SBIC program

New registration and reporting requirements for private fund managers may be postponed

  • Edwards Wildman Palmer LLP
  • -
  • USA
  • -
  • April 27 2011

Private fund advisers that have been exempt from registering with the SEC under the Investment Advisers Act of 1940 may not be required to comply with the registration and reporting requirements, recently proposed by the SEC in connection with Title IV of the Dodd-Frank Act, as soon as originally expected

New registration and reporting requirements for private fund managers take effect soon

  • Edwards Wildman Palmer LLP
  • -
  • USA
  • -
  • February 18 2011

Private fund advisers that have been exempt from registering with the SEC under the Investment Advisers Act of 1940 (the "Advisers Act") may soon be required to register due to changes made by the Dodd-Frank Wall Street Reform and Consumer Protection Act (the "Dodd-Frank Act"

A SBIC’s control of a small business is limited to seven years

  • Edwards Wildman Palmer LLP
  • -
  • USA
  • -
  • February 24 2012

Pursuant to the regulations governing Small Business Investment Companies (“SBICs”), an SBIC is permitted to make a controlling investment in a portfolio company

Pricing for SBIC debentures reaches new record low

  • Edwards Wildman Palmer LLP
  • -
  • USA
  • -
  • September 20 2012

The September 2012 pooling of Small Business Investment Company (“SBIC”) debentures was priced at 2.245, which is the lowest pricing of debentures in the history of the SBIC program

The SBA issues instructions for pre-screening prospective applicants to the SBIC program

  • Edwards Wildman Palmer LLP
  • -
  • USA
  • -
  • April 4 2013

The U.S. Small Business Administration (the "SBA") recently issued instructions for prospective applicants to the SBIC Program regarding the process