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Form PF: risk reporting requirements for advisers to private funds
- Edwards Wildman Palmer LLP
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- USA
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- December 4 2012
Pursuant to Title IV of the Dodd- Frank Wall Street Reform and Consumer Protection Act, the Securities Exchange Commission (“SEC”) and the Commodity Futures Trading Commission adopted joint rules under Section 204(b)-1 of the Investment Advisers Act of 1940 that require SECregistered private fund advisers with at least $150 million in regulatory assets under management to report certain information to the SEC, at least annually, on Form PF
SEC issues final rules on exemptions for managers of venture capital funds and other funds with less than $150 million in assets
- Edwards Wildman Palmer LLP
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- USA
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- June 24 2011
Smaller fund managers and advisers to venture capital funds now have concrete rules to permit continued exemption from Securities and Exchange Commission registration as investment advisers
How venture capital fund managers may avoid investment adviser regulation . . . but not reporting
- Edwards Wildman Palmer LLP
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- USA
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- November 22 2010
Venture capital fund managers now have an idea of the criteria that will permit continued exemption from investment adviser registration with the Securities and Exchange Commission
Many private fund managers must register as investment advisers under financial reform legislation
- Edwards Wildman Palmer LLP
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- USA
- -
- July 21 2010
The Dodd-Frank Wall Street Reform and Consumer Protection Act, which becomes law July 21, brings significant changes for managers of hedge funds, private equity funds, and - to a lesser but not insignificant extent - venture capital funds as it mandates investment adviser registration and reporting for many private fund managers
Private fund managers will see increased regulation -- Congress to reconcile differences between House and Senate bills
- Edwards Wildman Palmer LLP
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- USA
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- June 3 2010
Hedge fund managers will lose their principal exemption from investment adviser registration with the Securities and Exchange Commission (the "SEC") under bills passed by both houses of Congress
Current Search
- Jurisdiction - USA
- Firm Name - Edwards Wildman Palmer LLP
- Author - Matthew C. Dallett
- Author - Heather M. Stone