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Results: 1-10 of 146

Supreme Court modifies class certification procedure in securities fraud class actions

  • Greenberg Traurig LLP
  • -
  • USA
  • -
  • June 25 2014

On June 23, 2014, the Supreme Court issued its second decision in the long-running securities fraud class action against Halliburton (Halliburton II

Circuit court denies emergency motion to stay Conflict Minerals Rule; May 31 reporting deadline remains in place

  • Greenberg Traurig LLP
  • -
  • USA
  • -
  • May 16 2014

On May 14, 2014, the D.C. Circuit Court of Appeals denied the emergency motion filed by the National Association of Manufacturers and others for a

Conflict minerals rule update: emergency motion filed for complete stay of SEC's conflict minerals rule

  • Greenberg Traurig LLP
  • -
  • USA
  • -
  • May 7 2014

As public companies struggle to craft disclosure in their first Form SD filings due May 31, 2014 (June 2, 2014) consistent with guidance (Guidance

Fee-based foreign finders and SECFINRA registration requirements

  • Greenberg Traurig LLP
  • -
  • USA
  • -
  • April 30 2014

In connection with an EB-5 program, foreign investors are offered a special subset of private funds and securities offerings made through regional

SEC remains divided over conflict minerals rules; CorpFin issues guidance on compliance

  • Greenberg Traurig LLP
  • -
  • USA
  • -
  • April 30 2014

On April 29, 2014 Keith F. Higgins, the Director of the Division of Corporation Finance (CorpFin) at the Securities and Exchange Commission (SEC

Suitability and AML concerns for brokerdealers engaged in the offering and sale of EB-5 investments

  • Greenberg Traurig LLP
  • -
  • USA
  • -
  • April 23 2014

In greater frequency, broker-dealers are participating in EB-5 financings. These broker-dealers engage foreign finders and foreign affiliates to

Federal appeals court holds SEC conflict minerals rules violate free speech

  • Greenberg Traurig LLP
  • -
  • USA
  • -
  • April 15 2014

On April 14, 2014, a three-judge panel of the U.S. Court of Appeals for the District of Columbia, in an opinion authored by Senior Circuit Judge

Takeaways from Del. High Court's MFW ruling

  • Greenberg Traurig LLP
  • -
  • USA
  • -
  • March 19 2014

Law360, New York (March 18, 2014, 9:55 PM ET) -- In a significant case of first impression, the Delaware Supreme Court, in Kahn v. M&F Worldwide Corp

PIABA goes to extremes to attack FINRA's BrokerCheck

  • Greenberg Traurig LLP
  • -
  • USA
  • -
  • March 6 2014

PIABA released today its Report entitled "The Inequality of Investor Access to Information," an attack on the FINRA BrokerCheck program that provides

Sometimes you don't have to register

  • Greenberg Traurig LLP
  • -
  • USA
  • -
  • February 7 2014

On January 31, 2014, the Division of Trading and Markets (the Division) of the U.S. Securities and Exchange Commission released a no-action letter 1