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Results: 1-10 of 140

Federal appeals court holds SEC conflict minerals rules violate free speech

  • Greenberg Traurig LLP
  • -
  • USA
  • -
  • April 15 2014

On April 14, 2014, a three-judge panel of the U.S. Court of Appeals for the District of Columbia, in an opinion authored by Senior Circuit Judge

Takeaways from Del. High Court's MFW ruling

  • Greenberg Traurig LLP
  • -
  • USA
  • -
  • March 19 2014

Law360, New York (March 18, 2014, 9:55 PM ET) -- In a significant case of first impression, the Delaware Supreme Court, in Kahn v. M&F Worldwide Corp

PIABA goes to extremes to attack FINRA's BrokerCheck

  • Greenberg Traurig LLP
  • -
  • USA
  • -
  • March 6 2014

PIABA released today its Report entitled "The Inequality of Investor Access to Information," an attack on the FINRA BrokerCheck program that provides

Sometimes you don't have to register

  • Greenberg Traurig LLP
  • -
  • USA
  • -
  • February 7 2014

On January 31, 2014, the Division of Trading and Markets (the Division) of the U.S. Securities and Exchange Commission released a no-action letter 1

The Consumer Financial Protection Bureau (CFPB), recent developments: January 6, 2014 - January 31, 2014

  • Greenberg Traurig LLP
  • -
  • USA
  • -
  • February 4 2014

In advance of the January 10th effective date for many of the Title XIV mortgage rules under the Dodd-Frank Act, the CFPB released new guidance

U.S. District Court in Atlanta rules against the SEC in an insider trading case, describing the SEC's evidence as 'overreaching' and 'self-serving'

  • Greenberg Traurig LLP
  • -
  • USA
  • -
  • January 16 2014

The U.S. Securities and Exchange Commission (SEC) lost an insider trading case last week in federal court in the Northern District of Georgia. SEC v

FDA issues final guidance distinguishing liquid dietary supplements from beverages

  • Greenberg Traurig LLP
  • -
  • USA
  • -
  • January 15 2014

On Monday, January 13, 2014, the Food and Drug Administration (FDA) issued a long-awaited and much anticipated, revised and now, final Guidance for

Significant financial reform passed by the Mexican Congress

  • Greenberg Traurig LLP
  • -
  • Mexico, USA
  • -
  • January 10 2014

On January 10, 2014 the Financial Reform was published containing amendments to more than 30 statutes as well as the issuance of a new Financial

FINRA welcomes in the new year with its 2014 priorities letter for broker-dealers

  • Greenberg Traurig LLP
  • -
  • USA
  • -
  • January 7 2014

FINRA has released its annual Regulatory and Examination Priorities Letter, in which it reveals its intended areas of exam focus for 2014 and what it

The office of the Inspector General releases report critical of the USCIS administration of the EB-5 regional center program

  • Greenberg Traurig LLP
  • -
  • USA
  • -
  • December 27 2013

On December 12, 2013, the Office of the Inspector General ("OIG") for the Department of Homeland Security ("DHS") released a long awaited report