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SEC proposes pay-to-play ban for investment advisers

Wiley Rein LLP
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USA
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September 11 2009

On August 7, 2009, the Securities and Exchange Commission (SEC) published proposed rules that would impose a pay-to-play contribution ban on investment advisers who work for or seek to work for states and localities

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Jurisdiction - USA
Firm Name - Wiley Rein LLP
Author - Jan Witold Baran
Author - Carol A. Laham
Author - Caleb P. Burns
Workarea - Public
Workarea - Capital Markets

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SEC proposes pay-to-play ban for investment advisers

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