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Results: 1-10 of 525

OIG reports

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • October 5 2009

On September 29th, the SEC Office of Inspector General released its "Review and Analysis of OCIE Examinations of Bernard L. Madoff Investment Securities, LLC."

Crime & corruption

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • September 30 2009

According to a complaint filed by a former NFL Players Association director of human services, the U.S. Department of Labor is investigating alleged collusion between the union and team owners

FinCEN issues advisory

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • October 19 2009

On October 14th, the Financial Crimes Enforcement Network released an Advisory regarding the filing of Suspicious Activity Reports related to the Troubled Asset Relief Program

FinCEN releases report on large bank BSA practices; seeks smaller bank input

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • October 19 2009

On October 13th, the Financial Crimes Enforcement Network released "Financial Institutions Outreach Initiative," a report on the Bank Secrecy Act practices and procedures of large depository institutions

Treasury Department designations

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • October 19 2009

On October 14th the Treasury Department's Office of Foreign Assets Control designated the senior leadership of the Kongra-Gel as significant foreign narcotics traffickers

Supreme Court to hear honest services fraud cases

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • October 19 2009

On October 13th, the Supreme Court granted certiorari to Jeffrey Skilling, the former CEO of Enron Corp. whose conviction for honest services fraud was upheld by the Fifth Circuit

FINRA releases report on regulatory failures

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • October 5 2009

On October 2nd, the Financial Industry Regulatory Authority released the Special Review Committee of the FINRA Board of Governors' report on changes that should be instituted in light of recent regulatory failures

Request for guidance

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • March 4 2013

According to SEC Actions, some 33 business and industry groups have written Assistant Attorney General Lanny Breuer and Acting SEC Director of

FinCEN issues advisory on certain AMLCFT risks

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • November 2 2009

On October 29th, the Financial Crimes Enforcement Network issued an "Advisory: Guidance to Financial Institutions Based on the FATF Statement on AMLCFT Risks Posed by Iran, Uzbekistan, Turkmenistan, Pakistan, and Sao Tome and Principe."

Crime & corruption

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • November 3 2009

The former manager of the pension and health and welfare funds of International Association of Machinists District 9 in St. Louis was sentenced to 27 months in prison for embezzlement

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