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Federal rules effective dates

Winston & Strawn LLP
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USA
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May 6 2013

June 7, 2013 Dual and Multiple Associations of Persons Associated with Swap Dealers, Major Swap Participants and Other Commission Registrants. 78 FR

House Financial Services Committee passes swap regulation and JOBS Act legislation

Winston & Strawn LLP
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USA
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May 13 2013

On May 7th, the House Financial Services Committee passed five bills related to the swaps and derivatives industry. H.R. 634, "The Business Risk

Block trade reporting advisory

Winston & Strawn LLP
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USA
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May 13 2013

On May 8th, the CFTC's Division of Market Oversight issued an Advisory to reporting markets subject to Part 16 of the CFTC's regulations. The

Regulatory relief: time-limited no-action relief from certain external business conduct standards

Winston & Strawn LLP
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USA
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May 6 2013

On May 2nd, the CFTC's Division of Swap Dealer and Intermediary Oversight issued a time-limited no-action letter that provides swap dealers ("SDs"

Concept release

Winston & Strawn LLP
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USA
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May 6 2013

On May 1st, FCW.com discussed the CFTC's upcoming technology report. The report, which will be issued as a concept release, will be published on an

The Options Clearing Corporation: Amendments to Stock LoanHedge Program approved

Winston & Strawn LLP
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USA
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May 13 2013

On May 8th, the SEC approved The Options Clearing Corporation's proposals that would facilitate the use of its Stock LoanHedge Program by Canadian

State indemnification claim does not frustrate Commodity Exchange Act

Winston & Strawn LLP
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USA
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November 2 2009

On October 27th, the Sixth Circuit held that the Commodity Exchange Act ("CEA") does not preempt a state law claim for indemnification

Dodd-Frank Title VII cleared swaps and ERISA plans

Winston & Strawn LLP
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USA
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March 7 2013

In a move that diminishes many of the legal uncertainties concerning the continued availability of swaps to ERISA plans in the Dodd-Frank world, the

Pre-trade mid-market reporting relief

Winston & Strawn LLP
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USA
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January 7 2013

On December 18th, DSIO provided swap dealers and major swap participants with relief from the requirement to disclose the pre-trade mid-market mark

Enhanced margin methodology proposed

Winston & Strawn LLP
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European Union, USA
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January 7 2013

On January 2nd, the SEC provided notice of ICE Clear Europe's filing of a proposal to implement an enhanced margin methodology that addresses the

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Search results

Federal rules effective dates

House Financial Services Committee passes swap regulation and JOBS Act legislation

Block trade reporting advisory

Regulatory relief: time-limited no-action relief from certain external business conduct standards

Concept release

The Options Clearing Corporation: Amendments to Stock LoanHedge Program approved

State indemnification claim does not frustrate Commodity Exchange Act

Dodd-Frank Title VII cleared swaps and ERISA plans

Pre-trade mid-market reporting relief

Enhanced margin methodology proposed

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