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Results: 1-10 of 1,018

Interpretive Guidance

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • May 20 2013

On May 16th, the CFTC voted to issue interpretive guidance on disruptive trading practices. Interpretive Guidance Fact Sheet; Interpretive Guidance

Federal rules effective dates

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • May 20 2013

June 7, 2013 Dual and Multiple Associations of Persons Associated with Swap Dealers, Major Swap Participants and Other Commission Registrants. 78 FR

New final rules

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • May 20 2013

On May 16th, the CFTC voted to adopt three new final rules concerning the trading of swaps. The three rules address: Block Sizes and Identity

Regulatory Requirements Updates

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • May 20 2013

On May 10th, the National Futures Association published updates to its regulatory requirements for futures commission merchants, introducing brokers

National Futures Association: self-examination questionnaire updated

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • May 20 2013

On May 10th, the National Futures Association published updates to its self-examination questionnaire. Questionnaire Updates

Dodd-Frank: recent relief from business conduct rules in respect of FX transactions

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • May 16 2013

In November 2012, the Secretary of Treasury issued a final determination that, in effect, exempted FX swaps and FX forwards ("Exempt FX

House Financial Services Committee passes swap regulation and JOBS Act legislation

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • May 13 2013

On May 7th, the House Financial Services Committee passed five bills related to the swaps and derivatives industry. H.R. 634, "The Business Risk

The Options Clearing Corporation: Amendments to Stock LoanHedge Program approved

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • May 13 2013

On May 8th, the SEC approved The Options Clearing Corporation's proposals that would facilitate the use of its Stock LoanHedge Program by Canadian

Form 304 call Cotton Advisory

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • May 13 2013

On May 8th, the CFTC's Division of Market Oversight issued an Advisory to reportable market participants reminding them of their legal obligation to

Block trade reporting advisory

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • May 13 2013

On May 8th, the CFTC's Division of Market Oversight issued an Advisory to reporting markets subject to Part 16 of the CFTC's regulations. The

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