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Results: 1-10 of 8,392

OCC proposes consumer credit products guidance

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • June 13 2011

On June 8th, the OCC published for comment proposed guidance on safe and sound banking practices in connection with deposit related consumer credit products

SEC's roundtable on money market funds and systemic risk

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • May 16 2011

On May 10th, MarketWatch summarized the remarks made at the SEC's roundtable on money market funds and systemic risk

US - political challenge to settlements which allow a company to neither admit nor deny wrongdoing

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • May 30 2013

Massachusetts Senator Elizabeth Warren, former head of the Consumer Protection Bureau, has written to US Attorney General Eric Holder, Chairman of

NYSE Amex terminating certain WebCRD registration categories

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • May 3 2010

On April 29th, NYSE Regulation advised NYSE Amex members that NYSE Amex will be terminating the Trading Supervisor and Securities Trader registration categories in WebCRD

Cfpb requests comment on state gift card laws

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • August 20 2012

On August 16th, the Consumer Financial Protection Bureau announced it is considering two requests for decisions on whether certain provisions of unclaimed property laws in Maine and Tennessee relating to gift cards are inconsistent with federal law on gift card expiration dates

Covered securities of BATS Exchange, Inc. - effective February 24, 2012

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • January 30 2012

The Securities and Exchange Commission is adopting an amendment to Rule 146 under Section 18 of the Securities Act to designate certain securities listed, or authorized for listing, on BATS Exchange, Inc. as covered securities for purposes of Section 18 of the Securities Act

Depository trust company

  • Winston & Strawn LLP
  • -
  • European Union, USA
  • -
  • January 4 2010

On December 29th, the SEC provided notice of the Depository Trust Company's filing of a proposal to allow DTC to provide settlement services to European Central Counterparty Limited, a clearing house recognized by the United Kingdom and regulated by the Financial Services Authority that provides central counterparty clearance and settlement services for securities transactions on or through European trading venues, for U.S. securities traded on European trading venues

NYSE Euronext: changes to NYSE wash sales rule

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • July 1 2013

On June 24th, NYSE Regulation advised members that the Exchange has amended its rules governing wash sales in order to harmonize the Exchange's rules

SEC proposes swap dealer registration process

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • October 17 2011

On October 12th, the SEC published for comment proposed rules that lay out the process by which security-based swap dealers and security-based swap participants must register with the SEC

FINRA examining risk disclosures

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • October 24 2011

On October 20th, Reuters reported that the Financial Industry Regulatory Authority ("FINRA") is examining whether brokers are adequately disclosing to their clients the risks associated with investments in private companies