We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.
In cooperation with Association of Corporate Counsel
  Request new password

Search results

Order by most recent / most popular / relevance

Results: 1-10 of 8,509

Court limits Dodd-Frank Act whistleblower rule's reach

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • October 28 2013

On October 21st, a U.S. District Court addressed the extraterritorial reach of the Dodd-Frank Act's anti-retaliation provisions. Plaintiff, a former

Boston Scientific prevails in securities fraud lawsuit

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • August 22 2011

On August 15th, the First Circuit addressed what adverse events associated with medical devices an issuer must disclose, affirming the entry of summary judgment dismissing a Rule 10b-5 securities fraud lawsuit

Compliance date for certain swap recordkeeping obligations extended

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • April 8 2013

On April 1st, the CFTC's Division of Swap Dealer and Intermediary Oversight issued time-limited no-action relief for swap dealers ("SDs") and major

OCC proposes consumer credit products guidance

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • June 13 2011

On June 8th, the OCC published for comment proposed guidance on safe and sound banking practices in connection with deposit related consumer credit products

SEC's roundtable on money market funds and systemic risk

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • May 16 2011

On May 10th, MarketWatch summarized the remarks made at the SEC's roundtable on money market funds and systemic risk

US - political challenge to settlements which allow a company to neither admit nor deny wrongdoing

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • May 30 2013

Massachusetts Senator Elizabeth Warren, former head of the Consumer Protection Bureau, has written to US Attorney General Eric Holder, Chairman of

NYSE Amex terminating certain WebCRD registration categories

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • May 3 2010

On April 29th, NYSE Regulation advised NYSE Amex members that NYSE Amex will be terminating the Trading Supervisor and Securities Trader registration categories in WebCRD

Cfpb requests comment on state gift card laws

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • August 20 2012

On August 16th, the Consumer Financial Protection Bureau announced it is considering two requests for decisions on whether certain provisions of unclaimed property laws in Maine and Tennessee relating to gift cards are inconsistent with federal law on gift card expiration dates

Covered securities of BATS Exchange, Inc. - effective February 24, 2012

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • January 30 2012

The Securities and Exchange Commission is adopting an amendment to Rule 146 under Section 18 of the Securities Act to designate certain securities listed, or authorized for listing, on BATS Exchange, Inc. as covered securities for purposes of Section 18 of the Securities Act

Depository trust company

  • Winston & Strawn LLP
  • -
  • European Union, USA
  • -
  • January 4 2010

On December 29th, the SEC provided notice of the Depository Trust Company's filing of a proposal to allow DTC to provide settlement services to European Central Counterparty Limited, a clearing house recognized by the United Kingdom and regulated by the Financial Services Authority that provides central counterparty clearance and settlement services for securities transactions on or through European trading venues, for U.S. securities traded on European trading venues