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SEC staff issues first whistleblower report

  • Leonard, Street and Deinard
  • -
  • USA
  • -
  • November 16 2011

Section 924(d) of the Dodd-Frank Act requires the SEC’s Office of the Whistleblower to report annually to Congress on its activities, whistleblower complaints, and the response of the SEC to such complaints

SEC says failure to disclose perks is fraud

  • Leonard, Street and Deinard
  • -
  • USA
  • -
  • January 13 2011

The SEC charged a Kansas-based company that manages government websites and four current or former company executives with failing to disclose to investors more than $1.18 million in perks paid to the former CEO over a six-year period