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Results: 1-10 of 1,958

CFTC proposes margin rules for uncleared swaps

  • Stinson Leonard Street LLP
  • -
  • USA
  • -
  • September 17 2014

Following bank regulators' re-proposal of margin requirements for uncleared swaps by bank swap dealers (bank SDs) and bank major swap participants

Penalty for employer missed COBRA notice affirmed

  • Stinson Leonard Street LLP
  • -
  • USA
  • -
  • September 17 2014

Almost two years ago I blogged about a federal district court decision from Alabama that imposed a penalty of $37,950 ($75 a day) on an employer that

Booster Club's revenues: supportive of a charity or reducing parental obligations?

  • Stinson Leonard Street LLP
  • -
  • USA
  • -
  • September 16 2014

Booster clubs have long been used as fundraising arms for affiliated sports organizations. Establishing a booster club as a 501(c)(3) public charity

NAM says no need for en banc rehearing in conflict minerals case

  • Stinson Leonard Street LLP
  • -
  • USA
  • -
  • September 13 2014

Earlier, the United States Court of Appeals for the District of Columbia Circuit ordered the appellants in the conflict minerals case, NAM et al, to

SEC examinations of newly registered private fund advisers wind down

  • Stinson Leonard Street LLP
  • -
  • USA
  • -
  • September 11 2014

In testimony before Congress, SEC Chair Mary Jo White noted that she anticipates SEC staff will conclude a two-year initiative to conduct focused

SEC cops bust 36 for failure to file ownership reports

  • Stinson Leonard Street LLP
  • -
  • USA
  • -
  • September 10 2014

The SEC charged 29 officers, directors, or major shareholders for violating federal securities laws requiring them to promptly report information

Arbitration agreement on Barnes & Noble’s website not enforceable

  • Stinson Leonard Street LLP
  • -
  • USA
  • -
  • September 10 2014

In a case between an on-line customer and Barnes & Noble, the Ninth Circuit recently refused to enforce the arbitration agreement found in the

CFTC eliminates barrier to hedge funds using JOBS Act general solicitation

  • Stinson Leonard Street LLP
  • -
  • USA
  • -
  • September 9 2014

Many hedge funds have been reluctant to use general solicitation to offer securities because of the possibility it would be inconsistent from

Bank regulators propose relaxed margin requirements for corporate end users of uncleared swaps

  • Stinson Leonard Street LLP
  • -
  • USA
  • -
  • September 9 2014

Five federal agencies have taken a second stab at a proposed rule to establish margin requirements for swap dealers, major swap participants

SEC proposes communications exemption for certain security based swaps

  • Stinson Leonard Street LLP
  • -
  • USA
  • -
  • September 8 2014

The Dodd-Frank Act amended the Securities Act of 1933 and the Securities Exchange Act of 1934 to include "security-based swaps" in the definition of