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Results: 1-10 of 2,110

Even in the Ninth Circuit, courts should not intervene mid-arbitration

  • Stinson Leonard Street LLP
  • -
  • USA
  • -
  • January 30 2015

It is generally accepted that courts may only engage in the very front and very back end of an arbitration. At the outset, courts may determine

CFPB speaks to disclosure of its confidential supervisory information

  • Stinson Leonard Street LLP
  • -
  • USA
  • -
  • January 29 2015

The CFPB issued a compliance bulletin setting forth its views that, with limited exceptions, persons in possession of confidential information

End-users are Dodd-Frank collateral damage according to CFTC Commissioner

  • Stinson Leonard Street LLP
  • -
  • USA
  • -
  • January 29 2015

CFTC Commissioner J. Christopher Giancarlo recently delivered remarks where he stated "Unfortunately, caught up in some of the collateral damage

PCAOB alerts on deficiencies in broker-deal audits

  • Stinson Leonard Street LLP
  • -
  • USA
  • -
  • January 28 2015

The first five inspections of broker-dealer audit and new attestation engagements subject to PCAOB standards show deficiencies in the auditors'

Bankruptcy case update part 2 more fourth quarter decisions in the Eighth Circuit Court of Appeals and Bankruptcy Appellate Panel

  • Stinson Leonard Street LLP
  • -
  • USA
  • -
  • January 27 2015

This is a continuation of Part 1, discussing a number of published and unpublished decisions by the United States Court of Appeals for the Eighth

SEC grants second bad actor waiver with conditions

  • Stinson Leonard Street LLP
  • -
  • USA
  • -
  • January 27 2015

SEC Commissioner Kara Stein recently described what many saw as a possible model for harsher bad actor waivers after settling a matter with the SEC

Supreme Court issues significant decision interpreting Truth In Lending Act

  • Stinson Leonard Street LLP
  • -
  • USA
  • -
  • January 27 2015

In a unanimous decision issued on January 13 of this year, the Supreme Court held that a borrower exercises its right to rescind a loan under Section

SEC eases terms for 5-day debt tender offers

  • Stinson Leonard Street LLP
  • -
  • USA
  • -
  • January 25 2015

The SEC recently provided no-action relief for five-day tender offers. The new no-action letter eases requirements in the following areas: The tender

Business roundtable gives ISS its views on proxy access

  • Stinson Leonard Street LLP
  • -
  • USA
  • -
  • January 23 2015

The SEC Division of Corporation Finance recently informed public companies that it will express no views on the application of Rule 14a-8(i)(9

Amicus briefs pour in for Wal-Mart shareholder proposal case

  • Stinson Leonard Street LLP
  • -
  • USA
  • -
  • January 23 2015

Amicus briefs are pouring in in favor of Wal-Mart in its appeal to the Third Circuit. Wal-Mart appealed the United States District of Delaware's