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Results: 1-10 of 1,928

SEC to commence examinations of municipal advisors

  • Stinson Leonard Street LLP
  • -
  • USA
  • -
  • August 20 2014

The SEC announced that its Office of Compliance Inspections and Examinations, or OCIE, is launching an examination initiative directed at newly

CFPB revises mortgage servicing transfer guidance

  • Stinson Leonard Street LLP
  • -
  • USA
  • -
  • August 20 2014

The CFPB believes there are potential risks to consumers that may arise in connection with transfers of residential mortgage servicing rights. The

Amnesty International continues to push for en banc rehearing in conflict minerals case

  • Stinson Leonard Street LLP
  • -
  • USA
  • -
  • August 19 2014

Amnesty International has filed a supplemental brief which continues to advocate for a rehearing en banc in the conflict minerals case. The argument

SEC reports on use of Form PF data

  • Stinson Leonard Street LLP
  • -
  • USA
  • -
  • August 18 2014

The SEC has issued its annual report on use of Form PF data. In its examination and enforcement programs regarding registered investment advisers

MSRB seeks to extend pay-to-play rule to municipal advisors

  • Stinson Leonard Street LLP
  • -
  • USA
  • -
  • August 18 2014

The Municipal Securities Rulemaking Board, or MSRB, is requesting comment on draft amendments to Rule G-37, the MSRB's pay-to-play rule for municipal

Bankruptcy auctions present opportunities to acquire energy assets with limited risk

  • Stinson Leonard Street LLP
  • -
  • USA
  • -
  • August 18 2014

Energy industry bankruptcies of all types are expected to increase, offering an opportunity for companies to acquire assets for their operating

FinCEN seeks to turn beneficial ownership disclosure of private entities on its head

  • Stinson Leonard Street LLP
  • -
  • USA
  • -
  • August 17 2014

My colleagues over at our banking blog have highlighted proposed regulations by the Financial Crimes Enforcement Network, or FinCEN, under the Bank

Dealing with difficult debtors

  • Stinson Leonard Street LLP
  • -
  • USA
  • -
  • August 15 2014

We are all familiar with the often-repeated policy that: “The principal purpose of the Bankruptcy Code is to grant a ‘fresh start’ to the ‘honest but

FNMA survey indicates QM rules lead to increased lender costs

  • Stinson Leonard Street LLP
  • -
  • USA
  • -
  • August 14 2014

FannieMae has released a survey that indicates the CFPB's Ability-to-Repay ("ATR") and Qualified Mortgage ("QM") rules will lead to increased lender

ArbitrationNation’s third anniversary threesome

  • Stinson Leonard Street LLP
  • -
  • USA
  • -
  • August 14 2014

This week marks the third anniversary of this blog devoted to interpretations of the Federal Arbitration Act. (Here's the first post.) After 155