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Results: 1-10 of 227

Biomet FCPA announcement highlights distributor-related risks

  • McGuireWoods LLP
  • -
  • USA
  • -
  • March 26 2015

Last week, Biomet Inc. announced in a filing with the U.S. Securities and Exchange Commission (SEC) that instead of its 2012 deferred prosecution

Spring 2015 SBIC debenture coupon rates move lower to 2.517 in largest SBIC offering

  • McGuireWoods LLP
  • -
  • USA
  • -
  • March 24 2015

In March 2015, the SBIC Funding Corporation completed a pooling of SBA debentures in the amount of $1.16 billion, the largest pooling in the program’s

SEC to vote on Regulation A this Wednesday - will state law preemption survive?

  • McGuireWoods LLP
  • -
  • USA
  • -
  • March 23 2015

On Friday, March 20, 2015, the SEC announced it will vote on its proposed changes to Regulation A at an open meeting on Wednesday, March 25, 2015

SEC awards $500k to company officer whistleblower

  • McGuireWoods LLP
  • -
  • USA
  • -
  • March 13 2015

On Monday, March 2, the Securities and Exchange Commission (SEC) announced that it will award between $475,000 and $575,000 to a corporate officer

SCOTUS narrows SOX obstruction statute

  • McGuireWoods LLP
  • -
  • USA
  • -
  • March 9 2015

In its recent ruling in Yates v. United States, the U.S. Supreme Court reversed a conviction under Sarbanes-Oxley’s “anti-shredding” statute, holding

SEC speaks 2015: enforcement highlights

  • McGuireWoods LLP
  • -
  • USA
  • -
  • February 26 2015

On February 20, 2015, the Securities and Exchange Commission (SEC) held its annual SEC Speaks conference, which updated the public regarding the

PCAOB update: 2015 budget and broker-dealer audits

  • McGuireWoods LLP
  • -
  • USA
  • -
  • February 20 2015

On Feb. 4, 2015, Public Company Accounting Oversight Board (PCAOB) Chairman James R. Doty provided an update on the Board’s 2015 budget at the

SEC proposes rules for hedging disclosure

  • McGuireWoods LLP
  • -
  • USA
  • -
  • February 13 2015

The Securities and Exchange Commission (SEC) recently released proposed rules to implement Section 955 of the Dodd-Frank Wall Street Reform and

How does your firm compare? Results from the SEC’s cybersecurity examinations

  • McGuireWoods LLP
  • -
  • USA
  • -
  • February 12 2015

On Feb. 3, 2015, the Securities and Exchange Commission (SEC) published a Risk Alert summarizing observations gleaned from a cybersecurity

ISS Equity Plan Scorecard first results in

  • McGuireWoods LLP
  • -
  • USA
  • -
  • February 9 2015

According to ISS, Emerson Electric (the Fergusson, Mo. - based electrical equipment manufacturer) was the first U.S. company to which ISS applied its