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Results: 1-10 of 66

Tara Castillo shares insight on SEC’s proposed Reg AB II rules

  • Alston & Bird LLP
  • -
  • USA
  • -
  • September 25 2012

In April 2010, the SEC proposed significant revisions to Regulation AB and other rules regarding the offering process, disclosure and reporting for asset-backed securities (“Reg AB II”

SEC adopts new short form criteria to replace “investment grade” eligibility criteria

  • Alston & Bird LLP
  • -
  • USA
  • -
  • August 4 2011

On July 26, 2011, the U.S. Securities and Exchange Commission (the “Commission”) unanimously approved final rules that remove credit ratings as eligibility criteria for “Short Form” registration statements (e.g., Form S-3 and F-3) and replace such criteria with new eligibility requirements

SEC re-proposes transaction and registrant shelf eligibility requirements for asset-backed securities and requests comment on other outstanding rule proposals

  • Alston & Bird LLP
  • -
  • USA
  • -
  • August 4 2011

On July 26, 2011, the U.S. Securities and Exchange Commission (the “Commission”) re-proposed for public comment rules that seek to enhance the disclosure, reporting and shelf eligibility requirements for issuers of asset-backed securities (ABS

SEC proposes rules regarding third-party due diligence reports and certifications for asset-backed securities

  • Alston & Bird LLP
  • -
  • USA
  • -
  • June 1 2011

As part of its continuing efforts to implement the Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Dodd-Frank Act”), on May 18, 2011, the U.S. Securities and Exchange Commission (the “Commission”) unanimously approved for public comment proposed rules that would require nationally recognized statistical rating organizations (NRSROs), issuers and underwriters to make public the findings and conclusions of any due diligence reports prepared by a third-party service provider in an asset-backed securities transaction

SEC adopts first rules required by Dodd-Frank

  • Alston & Bird LLP
  • -
  • USA
  • -
  • January 24 2011

On Thursday January 20, 2011, the Securities and Exchange Commission (SEC) approved a set of final rules required by the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank) for asset-backed securities (ABS

Federal Reserve issues report to Congress on risk retention required by Dodd-Frank

  • Alston & Bird LLP
  • -
  • USA
  • -
  • October 20 2010

Yesterday, the Federal Reserve issued a report outlining the "potential impact of credit risk retention requirements on securitization markets

SEC proposes securitization rules under Dodd-Frank Act

  • Alston & Bird LLP
  • -
  • USA
  • -
  • October 14 2010

Yesterday, the Securities and Exchange Commission (SEC) held an open meeting during which it approved several rule proposals to implement Section 945 and a portion of Section 932 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (Dodd-Frank Act

SEC proposes rules relating to enhanced disclosure of representations and warranties in ABS transaction documents

  • Alston & Bird LLP
  • -
  • USA
  • -
  • October 6 2010

Yesterday, pursuant to Section 943 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act), the U.S. Securities and Exchange Commission (SEC) proposed rules that would require additional disclosures regarding the use of representations and warranties in transaction documents for asset-backed securities (ABS) offerings

Financial Stability Oversight Council to hold first meeting on October 1

  • Alston & Bird LLP
  • -
  • USA
  • -
  • September 24 2010

Today, Treasury Secretary Geithner, who serves as chairperson to the Financial Stability Oversight Council, announced that the Council will hold its first meeting on October 1, 2010

Treasury Secretary Geithner testifies before House Financial Services Committee on international regulatory issues relevant to the implementation of Dodd-Frank

  • Alston & Bird LLP
  • -
  • USA
  • -
  • September 23 2010

Yesterday, U.S. Treasury Secretary Timothy Geithner testified at a House Financial Services Committee's hearing entitled “the State of the International Financial System, Including International Regulatory Issues Relevant to the Implementation of the Dodd-Frank Act.”