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Results: 1-10 of 314

New C&DI published on intrastate exemption

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • October 7 2014

Last week, the SEC Staff posted the following C&DI relating to Rule 147 compliance when an issuer uses its own website in connection with a securities

Reg A debate continues

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • September 29 2014

The debate regarding state preemption for Tier 2 Regulation A offerings appears to continue. Late last week, a group of Congressmen sent a letter to

New data on Rule 506 offerings

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • September 29 2014

Crowdnetic, a provider of technology and market data solutions to the global crowdfinance marketplace, has shared with us for publication data

The more things change.

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • September 23 2014

Today, September 23rd, is the one year anniversary of the effective date of the changes relaxing the prohibition against general solicitation in

SEC Investor Advisory Committee meeting

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • September 22 2014

The SEC announced that the next meeting of the Investor Advisory Committee will be held on October 9, 2014. The public may submit written comments or

Promoting job creation bill

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • September 17 2014

The House of Representatives voted 320 to 102 to pass H.R. 5405 (Promoting Job Creation and Reducing Small Business Burdens Act) that contains a

SEC and SBA to host small business events on JOBS Act capital-raising

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • September 16 2014

Today, the SEC and SBA announced they will jointly host events to inform small business owners and entrepreneurs about new options that are and will

Kind-a-sort-a

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • September 12 2014

In the last few days, we received a few inquiries regarding our prior post on the CFTC's temporary relief permitting funds to engage in general

CFTC’s (sort-of) relief for funds using general solicitation

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • September 10 2014

The CFTC's Division of Swap Dealer and Intermediary Oversight (DSIO) issued a no-action letter that provides exemptive relief until the CFTC takes

The JOBS Act and IPO volume

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • August 18 2014

An academic study titled "The JOBS Act and IPO volume: Evidence that disclosure costs affect the IPO decision" (Dambra, Field, and Gustafson