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Results: 1-10 of 348

FHFA announces minimum capital and liquidity requirements for non-bank servicers

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • February 17 2015

On January 30, 2015, the Federal Housing Finance Agency (FHFA) proposed new minimum financial eligibility requirements for non-bank sellers and

Tax talk - volume 7, no.4, January 2015

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • February 15 2015

Although 2015 is already under way, we can’t quite ring in the new year without sharing some of the more noteworthy tax items of Q4 2014 (and

SEC proposes rule requiring hedging disclosure

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • February 13 2015

On February 9, 2015, the Securities and Exchange Commission (the "Commission") proposed amendments to its rules to implement Section 955 of the

Proposed hedging disclosures to apply to EGCS

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • February 12 2015

The SEC recently proposed amendments to require disclosure of whether employees and directors of public companies are permitted to hedge or offset

The JOBS Act and research analysts

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • February 5 2015

In a recent paper titled “Analyst Research Quality and the JOBS Act: Effects of Increased Pre-IPO Communication” Michael Dambra (University of

Advisory Committee to vote on accredited investor definition

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • February 2 2015

The SEC announced that its Advisory Committee on Small and Emerging Companies will hold a public meeting on February 17 in order to vote on

OCC updates Retail Non-Deposit Investment Product guidance in Comptroller’s Handbook

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • January 26 2015

On January 14, 2015, the Office of the Comptroller of the Currency (OCC) updated the booklet in its Comptroller's Handbook related to Retail

TLAC and structured notes

  • Morrison & Foerster LLP
  • -
  • European Union, USA
  • -
  • January 26 2015

Financial institution issuers of structured products probably are all too aware of the heightened regulatory capital requirements and new

OCIE exam priorities: 2015

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • January 26 2015

In January 2015, the National Exam Program of the SEC's Office of Compliance Inspections and Examinations (the "OCIE") published its examination

FINRA releases 2015 regulatory and exam priorities letter: structured products remain an area of focus

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • January 26 2015

On January 6, 2015, FINRA issued its annual regulatory and examination priorities letter. As in the past few years, structured products will remain