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Results: 1-10 of 329

SEC proposes amendments revising Section 12(g) thresholds as required by the JOBS Act

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • December 18 2014

The SEC proposed rules for comment that address the JOBS Act mandate to revise the thresholds for registration, termination of registration, and

Advisory Committee will consider accredited investor definition

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • December 12 2014

The SEC announced that at the December 17th meeting of the Advisory Committee on Small and Emerging Companies, the group will focus on the definition

Tax me once

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • December 9 2014

For technology and other startups, going public can be doubly taxingliterally. “Traditionally, a pre-IPO company is structured as a C corporation

House approves various bills

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • December 2 2014

Today the House of Representatives approved several bills including these two, which we have previously commented on: H.R. 4569, the Disclosure

FINRA shows its CARDS; it will use big data to review suitability of complex products sales

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • December 1 2014

FINRA recently proposed a rule to implement the Comprehensive Automated Risk Data System (CARDS), a proposal to formalize and regularize its efforts

Key regulators speak at structured products conference

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • December 1 2014

On November 12, 2014, Structured Products held its annual regulatory, compliance and legal conference in Washington, D.C. Conference attendees had

FINRA’s proposed bond mark-up disclosure rules and structured products

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • December 1 2014

In FINRA's November 2014 Regulatory Notice 14-52, FINRA proposed a new rule that would require broker-dealers to disclose additional information on

Meeting of the Advisory Committee on small and emerging companies

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • November 20 2014

The SEC announced the next meeting of the Advisory Committee on December 17th, beginning at 9:30 a.m. The committee will focus on the interests and

SEC Small Business Forum

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • November 16 2014

The SEC has announced that the day prior to its Government Business Forum on Small Business Capital Formation, it will host jointly with the Small

SEC Commissioners on capital formation

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • November 16 2014

Recently, various SEC Commissioners, including Commissioner Stein and Commissioner Gallagher, have addressed issues related to capital formation in