We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.
In cooperation with Association of Corporate Counsel
  Request new password

Search results

Order by most recent / most popular / relevance

Results: 1-10 of 279

Foreign (non-U.S.) issuers

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • April 18 2014

The SEC recently provided some data on registered offerings by foreign issuers, noting that In 2013, there were approximately 50 new foreign

ECCF

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • April 17 2014

Recently, Craig Lewis, the Chief Economist and Director of the SEC's Division of Economic and Risk Analysis, commented (see speech at:

FACTA update: IRS releases new regulations, new forms, and new IGAs

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • April 17 2014

We can't think of a better way to end Q1 2014 than by bringing you the year's first issue of Tax Talk. Although Tax Talk is now in its seventh year

Under a clear blue sky?

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • April 11 2014

On April 8, Commissioner Aguilar and Commissioner Stein spoke at the North American Securities Administrators Association conference. Commissioner

The SEC issues its long awaited sweep letter for ETN's

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • April 9 2014

On February 11, 2014, the SEC's Division of Corporation Finance sent a "sweep" letter to exchange-traded note (ETN) issuers. The letter contains 14

FINRA proposes amendments to communication rules relief from filing for certain FWPs

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • April 9 2014

On March 10, 2014, FINRA filed with the SEC proposed amendments to its communication rules. Among other items, the proposal relates to the filing

Comprehensive surveillance sharing agreements

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • April 9 2014

From time to time, market participants need to consider whether a "comprehensive surveillance sharing agreement" is in effect between a U.S

JOBS Act 2.0?

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • April 7 2014

Having just marked the second anniversary of the JOBS Act, it seems that more regulatory change may be under consideration. We previously reported on

JOBS Act: from A to D

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • March 25 2014

Today is the end of the comment period on the SEC's proposing release concerning Regulation A. A number of comment letters already have been filed

Fed Governor addresses crowdfunding

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • March 25 2014

Governor Jeremy C. Stein spoke at the Crowdfunding for Community Development Finance Conference today (see remarks at: