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Regulation A: final rules offer important capital raising alternatives

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • March 26 2015

Yesterday, March 25, 2015, the Securities and Exchange Commission voted unanimously to adopt final rules to implement the rulemaking mandate of Title

A-okay, Regulation A

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • March 25 2015

This is a very brief, initial summary. We will be reporting on the final rule in an upcoming alert. The SEC’s proposed rules already had provided a

Chair White’s testimony on SEC initiatives

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • March 24 2015

In testimony today, Chair White provided a brief update on various rulemaking initiatives. She noted that, in connection with the Dodd-Frank Act

On the hill this week.

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • March 23 2015

On March 24th, the U.S. Senate Committee on Banking, Housing and Urban Affairs Subcommittee on Securities, Insurance and Investment will hold a

A or not?

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • March 23 2015

The SEC has scheduled an open meeting for this Wednesday to consider whether to adopt rules and forms related to the offer and sale of securities

“Bail-inable” structured notes

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • March 12 2015

Given the effectiveness of the Bank Recovery and Resolution Directive (BRRD) for EU member states, many issuers of structured products have now added

SEC issues investor bulletin relating to structured notes

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • March 12 2015

In January 2015, the SEC's Office of Investor Education and Advocacy issued an investor bulletin relating to structured notes. The alert may be found

Northern bound: Canadian regulators adopt certain U.S. regulatory principles

  • Morrison & Foerster LLP
  • -
  • Canada, USA
  • -
  • March 12 2015

In January 2015, the Staff of the Canadian Securities Administrators (the “CSAs”) issued notice 44-305, “Structured Notes Distributed Under the Shelf

Back to the future? (regional exchanges and venture exchanges)

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • March 9 2015

Last week, in connection with the meeting of the SEC’s Advisory Committee on Small and Emerging Companies, both Commissioner Aguilar and Commissioner

Developments from meeting of Advisory Committee on small and emerging companies

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • March 5 2015

The Committee discussed: Regulation A; secondary market trading for private securities; venture capital exchanges; and the accredited investor