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Results: 1-10 of 305

The JOBS Act and IPO volume

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • August 18 2014

An academic study titled "The JOBS Act and IPO volume: Evidence that disclosure costs affect the IPO decision" (Dambra, Field, and Gustafson

FINRA speaks at 2014 Structured Retail Products conference

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • August 12 2014

On June 26 and 27, Structured Retail Products hosted its annual industry conference in Boston. The remarks of two FINRA officials provide a useful

New York court endorses structured note risk factors in class action dismissal

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • August 12 2014

In June 2014, the U.S. District Court for the Southern District of New York granted Credit Suisse's motion to dismiss a class action arising out of

FINRA approves amendments to communication rules relief from filing for certain FWPs

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • August 12 2014

On July 11, 2014, FINRA announced the immediate effectiveness of its amendments to its communication rules. Among other items, the amendments relate

Investment funds and structured products

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • August 12 2014

Among other things, he emphasized that the SEC staff is concerned about misleading fund names and the adequacy of disclosures about use of

Reg A challenged again

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • August 11 2014

Another letter to the SEC from the Hill challenges the Regulation A proposal. This time, the authors question the authority of the SEC in defining

SEC Investor Alert on unregistered offerings

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • August 8 2014

Earlier this week, the SEC’s Office of Investor Education issued an Investor Alert that highlights some of the warning signs for investors that an

BIO industry group comments on JOBS Act

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • August 1 2014

The Biotechnology Industry Organization (BIO) issued a press release (see:

Disclosure reform

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • July 29 2014

Today, the US Chamber of Commerce's Center for Capital Markets Competitiveness hosted a half-day session on "Corporate Disclosure Reform: Ensuring a

MOFO quaterly news - taxtalk - July 2014

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • July 29 2014

With the halfway mark of 2014 just behind us, we are pleased to share with you in this issue of Tax Talk some of the more noteworthy tax developments