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Results: 1-10 of 801

OCC revises guidance and forms for subordinated debt issued for Tier 2 capital and non-capital purposes

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • April 17 2015

The Office of the Comptroller of the Currency (OCC) is revising and reorganizing its current guidance for subordinated debt issued by national banks

Federal Reserve Board expands Small Bank Holding Company Policy Statement

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • April 17 2015

On April 9, the Board of Governors of the Federal Reserve (Board) issued a final rule to expand the applicability of its Small Bank Holding Company

OCC issues new handbook on Deposit-Related Consumer Credit

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • April 17 2015

In March, the Office of the Comptroller of the Currency (OCC) issued the “Deposit-Related Credit” booklet of the Comptroller’s Handbook. This booklet

NY fed report cautions that too few participants in central clearing may increase counterparty risk and margin requirements

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • March 29 2015

A highly quantitative staff report of the Federal Reserve Bank of New York suggests that clearinghouses may not mitigate risks as effectively as

NFA lightly slaps FCMs for new customer protection rules breaches

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • March 22 2015

JP Morgan Clearing Corp. agreed to pay a fine of US $17,500 to the National Futures Association for failing to instruct its depositoryJP Morgan Bank

Global regulators push back margin requirements for non-cleared derivatives

  • Katten Muchin Rosenman LLP
  • -
  • Global, USA
  • -
  • March 20 2015

On March 18, the Basel Committee on Banking Supervision and the International Organization of Securities Commissions (IOSCO) published a "final"

FinCEN updates list of jurisdictions with AMLCFT deficiencies

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • March 20 2015

On March 16, the Financial Crimes Enforcement Network (FinCEN) issued an advisory announcing that the Financial Action Task Force (FATF) has updated

Five federal and NYS regulators penalize Commerzbank for AML violations

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • March 15 2015

Five federal and New York State regulators sanctioned Commerzbank AG for violating various federal and state laws aimed to ensure compliance with US

Deutsche Bank AG fined $650,000 by IFUS for documentation lapses related to EFRPs

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • March 8 2015

Deutsche Bank AG agreed to pay a fine of US$ 650,000 to ICE Futures U.S. related to the bank's apparent failure to maintain confirmation statements

FCA sanctions Bank of Beirut, former compliance officer and former internal auditor for providing misleading information regarding AML systems and controls remediation

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • March 8 2015

The Bank of Beirut was fined GBP 2.1 million (approximately US $3.16 million) by the Financial Conduct Authority for not fixing issues related to its