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Federal Reserve Inspector General finds deficiencies in regulatory oversight of London whale risks the complete report

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • January 11 2015

The Office of Inspector General of the Federal Reserve System published a full redacted report regarding its allegations that various supervisory

FDIC releases guidance on brokered deposits in the form of FAQs

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • January 9 2015

On January 5, in its second Financial Institution Letter of 2015, the Federal Deposit Insurance Corporation (FDIC) released guidance in the form of

FINRA issues annual regulatory and examination priorities letter for 2015

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • January 9 2015

One January 6, the Financial Industry Regulatory Authority issued its annual letter to FINRA member firms outlining FINRA's regulatory and

Agencies release annual CRA asset-size threshold adjustments for small and intermediate

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • January 9 2015

On December 19, 2014, the federal bank regulatory agencies announced the annual adjustment to the asset-size thresholds used to define small bank

BIS proposes changes to standardized approach to credit risk

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • January 4 2015

The Bank for International Settlements is proposing modifications to one of the two ways banks can compute their regulatory capitalthe so-called

LedgerX seeks CFTC designation as a clearinghouse and swap execution facility for Bitcoin options

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • December 21 2014

The Commodity Futures Trading Commission is seeking comments on the application of LedgerX, LLC for registration as a swap execution facility and a

Fed grants one-year delay for banks to conform ownership interests with legacy covered funds; another one-year delay on the horizon

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • December 21 2014

The Board of Governors of the Federal Reserve has given banking entities until July 21, 2016, to conform legacy investments in hedge funds, and

Two Wells Fargo entities settle with FINRA for AML customer identification program breakdown

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • December 21 2014

Two Wells Fargo entities registered as broker dealersWells Fargo Advisors, LLC and Wells Fargo Advisors Financial Network, LLCagreed to pay a joint

FSOC seeks to understand potential risks to the US financial system posed by the asset management industry

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • December 21 2014

The Financial Stability Oversight Council is seeking public comment to assess whether any asset management products or activities (including

Swap Push-Out Rule narrowed

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • December 19 2014

The so-called "Push-Out Rule" relating to swap activity conducted by banks has been significantly narrowed in scope by a provision in the