We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.
Lexology logo






  Request new password

Search results

Order by most recent / most popular / relevance

Results: 11-20 of 3,396

CFTC staff issues no-action letters

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • May 3 2013

Commodity Futures Trading Commission staff recently released two no-action letters providing relief relating to the application of business conduct

Gaming company’s regulatory delays insufficient to give rise to a securities fraud claim

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • May 3 2013

The US District Court for the Northern District of Illinois dismissed securities fraud claims against WMS Industries (WMS), a gaming and slot machine

Delaware court dismisses securities fraud action against power plant executives

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • May 3 2013

The US District Court for the District of Delaware dismissed a class action for securities fraud against former officers and directors of a

Legislature and court clarify Illinois mortgage law

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • May 3 2013

The US District Court for the Central District of Illinois recently overturned a Bankruptcy Court decision, providing real estate mortgage lenders

SEC issues proposal regarding cross-border security-based swap activities

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • May 3 2013

On May 1, the Securities and Exchange Commission proposed rules and interpretive guidance with respect to cross-border security-based swap activities

US aircraft regulatory registration basics for financings

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • May 1 2013

The registration of aircraft in the United States is the responsibility of the Federal Aviation Administration

SDNY imposes second highest penalty under Foreign Corrupt Practices Act

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • April 26 2013

The US District Court for the Southern District of New York recently ordered Uriel Sharef, a former Siemens AG board member and German citizen

NFA amends CPO and CTA quarterly reporting requirements

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • April 26 2013

On April 24, the National Futures Association (NFA) issued a notice to members regarding amendments to NFA Compliance Rule 2-46. The amended rule

Grand jury indicts Swiss lawyer and banker in tax evasion scheme

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • April 26 2013

A New York federal grand jury recently indicted a Swiss lawyer and bank executive for their roles in allegedly assisting US citizens with hiding

FDIC and OCC propose limits on deposit advance loans

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • April 26 2013

On April 25 the Federal Deposit Insurance Corporation (FDIC) and the Office of the Comptroller of the Currency (OCC) proposed for public comment

Current Search

Suggested Facets

Author

Jurisdiction

Workarea

© Copyright 2006-2013 Globe Business Publishing Ltd | Cookies | Disclaimer | Privacy policy