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Federal Reserve requires 18 largest US bank holding companies to submit stress test results

Katten Muchin Rosenman LLP
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USA
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May 17 2013

On May 13, the Board of Governors (Board) of the Federal Reserve System announced that stress test results from the largest 18 US bank holding

FINRA provides guidance on communications with the public concerning unlisted real estate investment programs

Katten Muchin Rosenman LLP
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USA
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May 10 2013

The Financial Industry Regulatory Authority (FINRA) has issued Regulatory Notice 13-18 (Regulatory Notice) to provide guidance to member firms on

US Supreme Court’s impending decision on DOMA may impact most employee benefit plans

Katten Muchin Rosenman LLP
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USA
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April 5 2013

Late last month the US Supreme Court heard oral arguments in two cases concerning same-sex marriage. The Court's decisions are expected by the end of

Whistleblower’s claims against former employer survive summary judgment

Katten Muchin Rosenman LLP
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USA
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May 10 2013

In a case involving "several questions of first impression," the US District Court for the Southern District of New York denied summary judgment for

Consumer Financial Protection Bureau releases final rule on international remittance transfers

Katten Muchin Rosenman LLP
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USA
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May 10 2013

On April 30, the Consumer Financial Protection Bureau (CFPB) issued its final rule amending subpart B of Regulation E, which implements the

SEC roundtable discusses current securities law topics at 33rd Annual Ray Garrett Jr. Corporate and Securities Law Institute

Katten Muchin Rosenman LLP
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USA
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May 10 2013

On May 2, Lona Nallengara and Shelley E. Parratt, the acting director and the deputy director, respectively, of the Securities and Exchange

Delaware Chancery Court finds settlement agreement enforceable despite lacking signature

Katten Muchin Rosenman LLP
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USA
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May 10 2013

The Delaware Court of Chancery recently ruled that a settlement agreement does not have to be fully executed by all parties to be enforceable. The

OCC issues clarification of the treatment of certain sovereign and securitization positions

Katten Muchin Rosenman LLP
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USA
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May 17 2013

On May 10, the Office of the Comptroller of the Currency (OCC) issued Bulletin OCC 2013-13, which is intended to clarify the treatment of sovereign

NFA amends CPO and CTA quarterly reporting requirements

Katten Muchin Rosenman LLP
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USA
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April 26 2013

On April 24, the National Futures Association (NFA) issued a notice to members regarding amendments to NFA Compliance Rule 2-46. The amended rule

SEC reopening comment periods for certain rulemaking releases and policy statement applicable to security-based swaps

Katten Muchin Rosenman LLP
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USA
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May 10 2013

Under the Dodd-Frank Wall Street Reform and Consumer Protection Act, regulatory authority over derivatives is divided between the Securities and

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Search results

Federal Reserve requires 18 largest US bank holding companies to submit stress test results

FINRA provides guidance on communications with the public concerning unlisted real estate investment programs

US Supreme Court’s impending decision on DOMA may impact most employee benefit plans

Whistleblower’s claims against former employer survive summary judgment

Consumer Financial Protection Bureau releases final rule on international remittance transfers

SEC roundtable discusses current securities law topics at 33rd Annual Ray Garrett Jr. Corporate and Securities Law Institute

Delaware Chancery Court finds settlement agreement enforceable despite lacking signature

OCC issues clarification of the treatment of certain sovereign and securitization positions

NFA amends CPO and CTA quarterly reporting requirements

SEC reopening comment periods for certain rulemaking releases and policy statement applicable to security-based swaps

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