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The Chairman of the Securities and Exchange Commission and the Chairmen of four Canadian securities regulators announced a schedule for a process agreement to open the way for discussion of a U.S.-Canadian mutual recognition arrangement to allow Canadian brokers and exchanges access to U.S. investors, and U.S. brokers and exchanges access to Canadian investors
The National Association of Securities Dealers, Inc. has modified Rule 2320(g) (the Manning Rule) requiring a broker to obtain three quotes for a transaction in a non-exchange listed security to apply to Canadian issues
