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CFTC announces energy market initiatives and investigation
- Katten Muchin Rosenman LLP
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- United Kingdom, USA
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- May 30 2008
The Commodity Futures Trading Commission has announced several initiatives to enhance its surveillance of energy futures markets. Among the initiatives announced, the CFTC, the UK Financial Services Authority (FSA) and London-based ICE Futures Europe (IFE) have agreed to expanded information sharing with respect to the West Texas Intermediate (WTI) crude oil futures contracts traded on both IFE and the New York Mercantile Exchange (NYMEX
SEC and FSA to cooperate on hedge fund regulatory requirements
- Katten Muchin Rosenman LLP
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- United Kingdom, USA
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- September 18 2009
Securities and Exchange Commission Chairman Mary Schapiro and UK Financial Services Authority (FSA) Chief Executive Officer Hector Sants announced that their respective agencies will explore common approaches to reporting and other regulatory requirements for market participants, including hedge funds and their advisors
SEC and FSA announce results of strategic dialogue meeting
- Katten Muchin Rosenman LLP
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- United Kingdom, USA
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- February 5 2010
On February 1, the UK Financial Services Authority (FSA) and the Securities and Exchange Commission announced the results of a meeting held between Lord Turner and Hector Sants, Chairman and Chief Executive of the FSA, respectively, and Mary Schapiro, SEC Chairman
FSA and CFTC announce regulatory cooperation in surveillance of oil markets
- Katten Muchin Rosenman LLP
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- United Kingdom, USA
- -
- August 21 2009
On August 20, the UK Financial Services Authority (FSA) and the Commodity Futures Trading Commission announced an agreement designed to strengthen cross-border supervision of the energy futures markets
UK judgment validates ISDA Master Agreement performance suspension provision
- Katten Muchin Rosenman LLP
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- United Kingdom, USA
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- April 13 2012
Section 2(a)(iii) of every standard International Swaps and Derivatives Association (ISDA) Master Agreement provides in relevant part that a non-defaulting party does not have to perform so long as any event of default or potential event of default is continuing with respect to its counterparty
ICE announces plans to transition swaps to futures contracts
- Katten Muchin Rosenman LLP
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- United Kingdom, USA
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- August 3 2012
On July 30, the IntercontinentalExchange (ICE) announced that, subject to approval from the Commodity Futures Trading Commission and the U.K. Financial Services Authority, all cleared over-the-counter (OTC) products listed on ICE’s OTC energy market will be transitioned to futures products in January 2013
FSA fines Martin Currie £3.5 million for conflict of interests failures
- Katten Muchin Rosenman LLP
- -
- United Kingdom, USA
- -
- May 18 2012
On May 10, the UK Financial Services Authority announced that it fined Martin Currie Investment Management Limited and Martin Currie Inc £3.5 million (approximately $5.5 million) for conflict of interest failures
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