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CFTC adopts final rules for execution facilities and other matters

Katten Muchin Rosenman LLP
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USA
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May 17 2013

During an open meeting on May 16, the Commodity Futures Trading Commission adopted a final rule establishing core principles and other requirements

Industry groups respond to DOJ recommendation regarding tighter ownership restrictions for DCMs, DCOs and SEFs

Katten Muchin Rosenman LLP
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USA
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January 14 2011

The ABA Securities Association, the Clearing House Association, the Financial Services Roundtable, the Futures Industry Association, the International Swaps and Derivatives Association, and the Securities Industry and Financial Markets Association (the Industry Groups) have submitted a comment letter with the Commodity Futures Trading Commission in response to a comment letter submitted by the U.S. Department of Justice (DOJ) urging the implementation of more-stringent rules relating to ownership and conflicts of interest for designated contract markets (DCMs), derivatives clearing organizations (DCOs) and swap execution facilities (SEFs

Court revives vicarious liability claims against Amaranth master and feeder funds for market manipulation

Katten Muchin Rosenman LLP
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USA
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May 1 2009

On April 27, Judge Shira Scheindlin of the U.S. District Court for the Southern District of New York revived certain previously dismissed claims alleging that defendants manipulated the prices of natural gas futures contracts in violation of the Commodity Exchange Act

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CFTC adopts final rules for execution facilities and other matters

Industry groups respond to DOJ recommendation regarding tighter ownership restrictions for DCMs, DCOs and SEFs

Court revives vicarious liability claims against Amaranth master and feeder funds for market manipulation

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