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Results: 1-7 of 7

Indictment charging cherry-picking scheme partially dismissed on limitations grounds

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • August 21 2009

Defendant was indicted for engaging in a "cherry-picking" scheme under which "he executed trades without immediately assigning them to a particular account."

Statutory stay of discovery lifted to require identification of third parties and permit service of document preservation subpoenas

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • August 21 2009

Plaintiff’s federal securities class action complaint alleged that Savient Pharmaceuticals, Inc. and two of its officers failed to disclose that 5 of the patients in a clinical trial of Krystexxa, Savient’s new drug, suffered serious side effects

Late service provides basis for denial of motion to vacate arbitration award

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • July 2 2009

A federal court has denied a motion to vacate an arbitration award where notice of the motion was served four days after the statutory period for such service

D.C. Circuit upholds lifetime bar from supervisory positions

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • July 2 2009

The Court of Appeals for the District of Columbia has affirmed a Securities and Exchange Commission order permanently barring a former financial executive from associating with any broker or dealer in a supervisory capacity and suspending him for 12 months from associating with any broker or dealer in any capacity

Federal court denies motion to vacate arbitration award

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • May 1 2009

A federal court has granted plaintiff’s petition to confirm a $2.1 million arbitration award issued by American Arbitration Association arbitrators in a contract dispute

Contractual right to arbitration forfeited by refusal to respond to discovery requests

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • March 27 2009

A federal district court denied defendants’ motion to compel arbitration of a contractual dispute pursuant to the contract’s mandatory arbitration clause where the same defendants had defaulted in an arbitration proceeding commenced by plaintiffs two years ago involving the same dispute

Securities fraud involving asset purchase agreement adequately pled

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • March 27 2009

A New York federal district court denied motions to dismiss federal securities fraud claims brought against two former officers of a computer software company, World Logistics Services (World Logistics