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Results: 11-20 of 203

CFTC extends relief for SEFs and DCMs from straight-through processing requirements for package transactions

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • October 3 2014

On September 30, the Commodity Futures Trading Commission's Divisions of Market Oversight and Clearing and Risk (Divisions) issued No-Action Letter

Foreign Listed Stock Index Futures and Options Approvals Chart

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • October 1 2014

Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of October 1, 2014. All prior versions

CFTC provides time-limited relief to SEFs for block trades

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • September 26 2014

On September 19, the Commodity Futures Trading Commission's Division of Market Oversight (DMO) provided time-limited no-action relief to swap

London Metal Exchange provides revised guidance on structure, terminology and order execution

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • September 26 2014

On September 22, the London Metal Exchange (LME) provided revised guidance on the structure of LME, market terminology and order execution. As with

NFA issues notice setting effective date for Risk Exposure Report filing through WinJammer

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • August 29 2014

On August 22, National Futures Association issued Notice I-14-20 to advise swap dealers (SDs) and major swap participants (MSPs) that, effective

CFTC staff issues Interpretation of secured amount depository requirements

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • August 29 2014

On August 28, the Commodity Futures Trading Commission's Division of Swap Dealer and Intermediary Oversight (DSIO) issued an Interpretation of CFTC

FinCEN issues advisories for US financial institutions

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • August 22 2014

The Financial Crimes Enforcement Network (FinCEN) has issued separate advisories relating to (1) anti-money laundering (AML) and counter-terrorist

ICE Futures U.S. issues amendments to ERPF rule and FAQs

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • August 15 2014

On August 8, ICE Futures U.S. revised its rule and frequently asked questions related to exchange of futures for related position (EFRP) transactions

CFTC issues no-action relief from certain ownership and control reporting requirements

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • July 25 2014

On November 18, the Commodity Futures Trading Commission adopted rules modifying its ownership and control reporting requirements. Specifically, the

CFTC releases rule enforcement review of ICE Futures U.S.

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • July 25 2014

On July 22, the Commodity Futures Trading Commission released the Division of Market Oversight's rule enforcement review of ICE Futures U.S. The rule