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Results: 11-20 of 210

CFTC grants relief to IB entering into give-up arrangements

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • November 7 2014

The Commodity Futures Trading Commission’s Division of Swap Dealer and Intermediary Oversight (DSIO) granted no-action relief from the proviso in

JAC maintains current restrictions on trading while undermargined and publishes summary of residual interest requirements

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • November 7 2014

The Joint Audit Committee (JAC) has announced that it will maintain its current restrictions on trading while undermargined. As background, the JAC

NFA changes public display of FCM financial information on BASIC

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • November 7 2014

Beginning November 25, the National Futures Association (NFA) will display additional information on each futures commission merchant’s (FCM’s) BASIC

CFTC extends relief to FCMs from certain commingling requirements

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • October 31 2014

On October 30, the Commodity Futures Trading Commission’s Division of Swap Dealer and Intermediary Oversight (DSIO) extended indefinitely the relief

CFTC issues interpretation regarding accounting for customer margin payments using Automated Clearing House payment processing

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • October 24 2014

On October 23, the Commodity Futures Trading Commission’s Division of Swap Dealer and Intermediary Oversight (DSIO) issued an interpretation

CFTC issues relief from certain Part 45 requirements to Singapore Exchange Derivatives Clearing Limited

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • October 10 2014

On October 8, the Commodity Futures Trading Commission’s Divisions of Market Oversight and Clearing and Risk (Divisions) issued No-Action Letter No

CFTC extends relief to DCOs and their clearing members from requirements for CDS clearing-related swaps

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • October 3 2014

On September 29, the Commodity Futures Trading Commission’s Division of Market Oversight (DMO) issued No-Action Letter No. 14-119 extending no-action

CFTC extends relief for SEFs and DCMs from straight-through processing requirements for package transactions

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • October 3 2014

On September 30, the Commodity Futures Trading Commission's Divisions of Market Oversight and Clearing and Risk (Divisions) issued No-Action Letter

Foreign Listed Stock Index Futures and Options Approvals Chart

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • October 1 2014

Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of October 1, 2014. All prior versions

CFTC provides time-limited relief to SEFs for block trades

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • September 26 2014

On September 19, the Commodity Futures Trading Commission's Division of Market Oversight (DMO) provided time-limited no-action relief to swap