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Results: 11-20 of 163

CFTC to host roundtable on end-users

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • March 7 2014

Commodity Futures Trading Commission staff will host a public roundtable on April 3, 2014 to discuss issues relating to end-users, including (i

CFTC reissues FAQ on commodity options

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • March 7 2014

The Commodity Futures Trading Commission's Division of Market Oversight (DMO) has reissued a document addressing frequently asked questions (FAQs) on

CFTC issues Advisory on compliance with Gramm-Leach-Bliley Act security safeguards

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • February 28 2014

On February 26, the Division of Swap Dealer and Intermediary Oversight (DSIO) of the Commodity Futures Trading Commission issued Advisory 14-21 to

CFTC issues no-action relief regarding 30.7 accounts

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • February 14 2014

On January 10, the Division of Swap Dealer and Intermediary Oversight (DSIO) of the Commodity Futures Trading Commission issued time-limited relief

CFTC issues guidance on new filing requirements

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • February 7 2014

On February 5, the Division of Swap Dealer and Intermediary Oversight (DSIO) of the Commodity Futures Trading Commission issued guidance to futures

CFTC reopens comment period for concept release on automated trading

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • January 24 2014

The Commodity Futures Trading Commission has reopened the comment period for its concept release on risk controls and system safeguards for automated

CFTC interdivisional working group to review swap reporting

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • January 24 2014

The Commodity Futures Trading Commission has announced the formation of an interdivisional staff working group, led by the director of the Division

NFA requests comment on CPOCTA requirements

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • January 24 2014

National Futures Association (NFA) has requested comments from its commodity pool operator (CPO) and commodity trading advisor (CTA) members on

CFTC issues no-action relief to FCMs relating to enhanced customer protection rules

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • January 17 2014

The Commodity Futures Trading Commission's Division of Swap Dealer and Intermediary Oversight (DSIO) issued two no-action letters granting relief to

CFTC staff extends no-action relief for transaction-level requirements in certain cross-border situations

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • January 10 2014

In an action parallel with the request for public comment (see "CFTC Requests Comment on Staff Advisory Regarding the Applicability of Transaction