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Results: 1-10 of 196

CFTC issues interpretation regarding accounting for customer margin payments using Automated Clearing House payment processing

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • October 24 2014

On October 23, the Commodity Futures Trading Commission’s Division of Swap Dealer and Intermediary Oversight (DSIO) issued an interpretation

CFTC issues relief from certain Part 45 requirements to Singapore Exchange Derivatives Clearing Limited

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • October 10 2014

On October 8, the Commodity Futures Trading Commission’s Divisions of Market Oversight and Clearing and Risk (Divisions) issued No-Action Letter No

CFTC extends relief to DCOs and their clearing members from requirements for CDS clearing-related swaps

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • October 3 2014

On September 29, the Commodity Futures Trading Commission’s Division of Market Oversight (DMO) issued No-Action Letter No. 14-119 extending no-action

CFTC extends relief for SEFs and DCMs from straight-through processing requirements for package transactions

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • October 3 2014

On September 30, the Commodity Futures Trading Commission's Divisions of Market Oversight and Clearing and Risk (Divisions) issued No-Action Letter

Foreign Listed Stock Index Futures and Options Approvals Chart

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • October 1 2014

Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of October 1, 2014. All prior versions

CFTC provides time-limited relief to SEFs for block trades

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • September 26 2014

On September 19, the Commodity Futures Trading Commission's Division of Market Oversight (DMO) provided time-limited no-action relief to swap

London Metal Exchange provides revised guidance on structure, terminology and order execution

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • September 26 2014

On September 22, the London Metal Exchange (LME) provided revised guidance on the structure of LME, market terminology and order execution. As with

CFTC staff issues Interpretation of secured amount depository requirements

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • August 29 2014

On August 28, the Commodity Futures Trading Commission's Division of Swap Dealer and Intermediary Oversight (DSIO) issued an Interpretation of CFTC

NFA issues notice setting effective date for Risk Exposure Report filing through WinJammer

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • August 29 2014

On August 22, National Futures Association issued Notice I-14-20 to advise swap dealers (SDs) and major swap participants (MSPs) that, effective

FinCEN issues advisories for US financial institutions

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • August 22 2014

The Financial Crimes Enforcement Network (FinCEN) has issued separate advisories relating to (1) anti-money laundering (AML) and counter-terrorist