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Results: 1-10 of 241

CME updates order routingfront-end audit trail requirements

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • April 3 2015

The CME Group Exchanges have updated their recordkeeping requirements for order routingfront-end systems connected to the CME Globex platform

CFTC extends CCO report filing deadline

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • April 3 2015

The Division of Swap Dealer and Intermediary Oversight (DSIO) of the Commodity Futures Trading Commission has issued permanent no-action relief from

CFTC extends portfolio margining on ICE Clear Europe

  • Katten Muchin Rosenman LLP
  • -
  • European Union, USA
  • -
  • April 3 2015

The Commodity Futures Trading Commission has issued an amended order authorizing futures commission merchants (FCMs) that are not clearing members of

CFTC issues advisory on ownership and control reporting

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • March 27 2015

The Division of Market Oversight (DMO) and Division of Swap Dealer and Intermediary Oversight (DSIO) of the Commodity Futures Trading Commission have

CFTC issues an exemption to HKSFC permitting US customers to deal directly with Hong Kong brokers

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • March 20 2015

On March 19, the Commodity Futures Trading Commission issued an exemption to Hong Kong Securities and Futures Commission (HKSFC) permitting US

FinCEN updates list of jurisdictions with AMLCFT deficiencies

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • March 20 2015

On March 16, the Financial Crimes Enforcement Network (FinCEN) issued an advisory announcing that the Financial Action Task Force (FATF) has updated

CFTC approves final rule on Residual Interest Deadline for FCMs

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • March 20 2015

On March 17, the Commodity Futures Trading Commission approved a final rule amending CFTC Regulation 1.22 to remove the December 31, 2018 automatic

CFTC to host roundtable on cybersecurity and system safeguards testing

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • March 6 2015

On March 18, Commodity Futures Trading Commission staff will hold a public roundtable on cybersecurity and system safeguards testing. The roundtable

CFTC reopens comment period for position limits proposals

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • February 27 2015

The Commodity Futures Trading Commission has re-opened the comment period on (1) its proposed rules establishing position limits on certain exempt

CFTC staff to host public roundtable on recovery and orderly wind-down of DCOs

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • February 27 2015

Commodity Futures Trading Commission staff will host a public roundtable discussion on March 5 on issues related to the recovery and orderly