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Results: 1-10 of 207

CFTC seeks input on new Market Risk Advisory Committee

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • November 21 2014

The Commodity Futures Trading Commission is seeking comments on potential topics for discussion at future Market Risk Advisory Committee (MRAC

CFTC proposes to revise interpretation on forward contracts with embedded volumetric optionality

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • November 21 2014

On August 13, 2012, the Commodity Futures Trading Commission published for comment an interpretation to clarify the circumstances in which a contract

CFTC extends relief for non-US swap dealers from transaction-level requirements

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • November 21 2014

The Division of Swap Dealer and Intermediary Oversight, Division of Clearing and Risk and the Division of Market Oversight (Divisions) of the

FinCEN updates list of jurisdictions with AMLCFT deficiencies

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • November 21 2014

On November 12, the Financial Crimes Enforcement Network (FinCEN) issued an advisory announcing that the Financial Action Task Force (FATF) has

CFTC issues 30.7 customer funds no-action relief and interpretation

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • November 14 2014

The Division of Swap Dealer and Intermediary Oversight (DSIO) of the Commodity Futures Trading Commission has issued no-action relief and

JAC maintains current restrictions on trading while undermargined and publishes summary of residual interest requirements

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • November 7 2014

The Joint Audit Committee (JAC) has announced that it will maintain its current restrictions on trading while undermargined. As background, the JAC

NFA changes public display of FCM financial information on BASIC

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • November 7 2014

Beginning November 25, the National Futures Association (NFA) will display additional information on each futures commission merchant’s (FCM’s) BASIC

CFTC proposes to amend recordkeeping requirements

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • November 7 2014

The Commodity Futures Trading Commission has proposed to amend the recordkeeping requirements set forth in CFTC Regulation 1.35(a). The proposed

CFTC proposes to revise residual interest deadline for FCMs

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • November 7 2014

In 2013, the Commodity Futures Trading Commission amended CFTC Regulation 1.22 to require a futures commission merchant (FCM) to maintain its own

CFTC grants relief to IB entering into give-up arrangements

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • November 7 2014

The Commodity Futures Trading Commission’s Division of Swap Dealer and Intermediary Oversight (DSIO) granted no-action relief from the proviso in