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Results: 1-10 of 223

CFTC staff extends no-action relief to certain reporting counterparties masking identifying information pursuant to non-US law

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • January 16 2015

On January 8, the Commodity Futures Trading Commission's Division of Swap Dealer and Intermediary Oversight (DSIO) granted an extension of previously

CFTC staff extends no-action relief for certain FCMs from receipt of depository acknowledgment letters

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • January 9 2015

On December 29, 2014, the Commodity Futures Trading Commission’s Division of Swap Dealer and Intermediary Oversight (DSIO) granted an extension of

CFTC staff issues guidance regarding chief compliance officer annual reports

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • January 9 2015

On December 22, 2014, the Commodity Futures Trading Commission’s Division of Swap Dealer and Intermediary Oversight (DSIO) issued guidance regarding

CME strikes revisions to wash trade Advisory Notice regarding block trades

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • January 9 2015

On January 6, the CME Group Exchanges (CME Group) issued an amended Advisory Notice on wash trades, which removes language prohibiting block trades

CFTC staff issues no-action relief extending the deadline for certain CCO annual reports

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • January 9 2015

On December 22, 2014, the Commodity Futures Trading Commission’s Division of Swap Dealer and Intermediary Oversight (DSIO) issued a no-action letter

CFTC staff grants no-action relief to entities operating insurance-linked securities issuers

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • January 9 2015

On December 18, 2014, the Commodity Futures Trading Commission’s Division of Swap Dealer and Intermediary Oversight (DSIO) issued a letter granting

CFTC allows swap dealer’s CCO to report to the governing body

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • January 9 2015

On November 25, 2014, the Commodity Futures Trading Commission’s Division of Swap Dealer and Intermediary Oversight (DSIO) issued a no-action letter

ICE Futures U.S. adopts disruptive trading practices rule

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • January 9 2015

On December 29, 2014, ICE Futures U.S. (ICE) proposed a new rule to prohibit certain disruptive trading practices. The proposed rule broadly prohibits

CFTC extends relief to four foreign clearing organizations

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • December 19 2014

On December 18, the Division of Clearing and Risk (DCR) of the Commodity Futures Trading Commission extended the no-action relief previously granted

NFA proposes amended interpretive notice regarding loans to CPOs by commodity pools

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • December 19 2014

On December 12, National Futures Association (NFA) submitted to the Commodity Futures Trading Commission proposed amendments to the Interpretive