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In May 2011, a group of U.S. lawmakers called on SEC Chairman Mary Shapiro to issue guidance and apply enforcement in respect of disclosure requirements of listed companies confronted with (material) cyber crime attacks
The SEC has charged the owner of Insight Research, a consulting firm that analyzes publicly traded companies for hedge fund managers, with insider trading and violating anti-fraud provisions
The U.S. Securities and Exchange Commission ("SEC") recently reaffirmed its determination to hold those involved in market abuse violations accountable. To illustrate, the following three charges are discussed
