Search results

Order by most recent / most popular / relevance

Results: 1-10 of 195

SEC whistleblower risks: 6 ways to avoid being targeted by the SEC

Latham & Watkins LLP
-
USA
-
June 10 2013

How can public companies and financial institutions deal with whistleblower risks while avoiding actions that could be reasonably interpreted by the

SEC reporting after a bankruptcy filing - Part I

Latham & Watkins LLP
-
USA
-
June 6 2013

Your good client Michael Bluth calls you from the Delaware bankruptcy court. Now that his family's business, The Bluth Company, has filed for

What’s the Deal with Regulation M?

Latham & Watkins LLP
-
USA
-
May 30 2013

A Desktop Reference and FAQs to Help Navigate Regulation M Regulation M addresses certain activities that could be viewed as artificially impacting

The Temp: interim CEO service and director independence

Latham & Watkins LLP
-
USA
-
May 22 2013

"The Temp" was a 1993 thriller about a cookie company executive and a killer temp. The critics were unimpressed (Faye Dunaway won a Razzie award for

The cheap stock survival guide

Latham & Watkins LLP
-
USA
-
May 9 2013

Your good client Frank Bunker Gilbreth is planning the IPO of his consulting company, Therblig, Inc. Frank tells you that Therblig has granted equity

Attorneys as SEC whistleblowers: can an attorney blow the whistle on a client and get a monetary award?

Latham & Watkins LLP
-
USA
-
May 8 2013

This is a primer on attorneys as award-seeking SEC whistleblowers. It digests the relevant law and explains how it applies in real situations. That

Another day, another forum: strategies for litigating stockholder class actions and derivative suits in multiple forums

Latham & Watkins LLP
-
USA
-
May 8 2013

Parallel litigation in multiple forums has become a systemic and growing problem in stockholder class actions and derivative suits. Following the

Key Amendments to the UAE’s Investment Funds Regulation

Latham & Watkins LLP
-
United Arab Emirates
-
April 29 2013

Next month sees the anticipated introduction of important amendments (the 2013 Amendments) to the recently adopted Investment Funds Regulation of the

Encouraging internal reporting, and its limits

Latham & Watkins LLP
-
USA
-
April 26 2013

One thing worse than facing an investigation spawned by an employee whistleblower who reported first to the SEC is facing that investigation plus

“Finders” and the “issuer’s exemption”: The SEC sheds new light on an old subject

Latham & Watkins LLP
-
USA
-
April 24 2013

Recent enforcement actions by the Securities and Exchange Commission (SEC) and a speech by a senior SEC staff member have shed new light on the use

next >

Search results

SEC whistleblower risks: 6 ways to avoid being targeted by the SEC

SEC reporting after a bankruptcy filing - Part I

What’s the Deal with Regulation M?

The Temp: interim CEO service and director independence

The cheap stock survival guide

Attorneys as SEC whistleblowers: can an attorney blow the whistle on a client and get a monetary award?

Another day, another forum: strategies for litigating stockholder class actions and derivative suits in multiple forums

Key Amendments to the UAE’s Investment Funds Regulation

Encouraging internal reporting, and its limits

“Finders” and the “issuer’s exemption”: The SEC sheds new light on an old subject

Current Search

Suggested Facets

Author

Jurisdiction

Workarea