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Results: 1-10 of 58

MEGA Brands: BDR rules on insider trading allegations

  • Norton Rose Canada LLP
  • -
  • Canada
  • -
  • October 13 2012

Quebec’s Bureau de décision et de révision (the BDR) recently considered the concept of “privileged information” as defined in Section 5 of the Securities Act (Quebec) (SA) in its decision rejecting the proceedings for alleged insider trading brought by the Autorité des marchés financiers (the AMF) against insiders of MEGA Brands Inc. (the Company

Stand by your man

  • Norton Rose LLP
  • -
  • Australia
  • -
  • December 21 2010

The Full Court of the Federal Court has ruled (2:1) in Stoddart v Boulton (2001) 185 FCR 409, on appeal from Justice Reeves' judgment at first instance, that the common law privilege against spousal incrimination has not been abrogated by the Australian Crime Commission Act 2002 (Cth) (the Act

ASIC fails to build case against Fortescue CEO

  • Norton Rose LLP
  • -
  • Australia
  • -
  • July 29 2010

The corporate regulator's recent track record in relation to the prosecution of directors continued on 23 December 2009 when Justice Gilmour of the Federal Court handed down judgment in Australian Securities & Investments Commission v Fortescue Metals Group Ltd

A not-so informative information memorandum

  • Norton Rose LLP
  • -
  • Australia
  • -
  • June 30 2010

A decision of the Federal Court provides some useful reminders about misrepresentations by financial brokers and reliance on statements passed on by those brokers

The small firms financial crime review

  • Norton Rose LLP
  • -
  • United Kingdom
  • -
  • May 31 2010

In April 2008, the FSA launched a major thematic project which was aimed at establishing the extent to which small firms across the financial services industry addressed financial crime risks in their businesses

Public hearing "market abuse: promoting deterrence, market integrity and investor protection"

  • Norton Rose LLP
  • -
  • European Union
  • -
  • May 31 2010

The European Commission is holding a public hearing on the review of the Market Abuse Directive (MAD) on 2 July 2010 in Brussels

One arrested in FSA and CoLP insider dealing investigation

  • Norton Rose LLP
  • -
  • United Kingdom
  • -
  • May 21 2010

The FSA has issued a press notice stating that investigators from its Enforcement and Financial Crime Division acting with the assistance of the City of London Police (CoLP) have conducted a search operation at a residential address in East London

FSA warning regarding boiler room share fraudsters

  • Norton Rose LLP
  • -
  • United Kingdom
  • -
  • May 21 2010

The FSA has issued a press notice stating that it is contacting more than 38,000 people across the UK to warn them that they could be the target of share fraud after it recovered a master list used by boiler room fraudsters

FSA fires warning shot to UK commercial brokers on bribery and corruption

  • Norton Rose LLP
  • -
  • United Kingdom
  • -
  • May 18 2010

Commercial broking firms come under the spotlight in relation to the risk of corruption in their third party relationships

FSA enforcement - powers and tools

  • Norton Rose LLP
  • -
  • United Kingdom
  • -
  • May 10 2010

The FSA's new policy on assessment of enforcement penalties for corrupt and fraudulent acts is now in force and applies to conduct occurring after 6 March 2010

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