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CESR technical advice on the equivalence between the US regulatory and supervisory framework and the EU regulatory regime for CRAs
- Norton Rose LLP
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- European Union, USA
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- May 31 2010
The Committee of European Securities Regulators (CESR) has published its technical advice to the European Commission on the equivalence between the US regulatory and supervisory framework and the EU regulatory regime for credit rating agencies (CRAs
NYSE announces European clearing strategy
- Norton Rose LLP
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- USA
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- May 28 2010
On 12 May 2010, NYSE Euronext announced that, subject to regulatory approval, it will commence clearing its European securities and derivatives business through two new, purpose-built clearing houses based in London and Paris in late 2012
Building a new financial framework together
- Norton Rose LLP
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- European Union, USA
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- May 28 2010
On 11 May 2010, the European Commission published a speech given by Michel Barnier (EU Commissioner for the Internal Market and Services) entitled Building a new financial framework together
AIMA expresses concern about dual registration issue in US
- Norton Rose LLP
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- USA
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- May 18 2010
The Alternative Investment Management Association (AIMA) has issued a press release expressing concern about the issue of dual registration for non-U.S. investment advisers (hedge fund managers) in legislation currently being debated in Washington
SEC and UK FSA hold fifth meeting of the SEC-FSA strategic dialogue
- Norton Rose LLP
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- United Kingdom, USA
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- February 24 2010
On 1 February 2010, the FSA stated that it had held its latest meeting with the US Securities and Exchange Commission
SEC and UK FSA hold fifth meeting of the SEC-FSA strategic dialogue
- Norton Rose LLP
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- United Kingdom, USA
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- February 8 2010
The FSA and the US Securities and Exchange Commission have held their fifth meeting of the SEC-FSA strategic dialogue
AIMA expresses concern over proposed threshold for US Systemic Resolution Fund
- Norton Rose LLP
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- USA
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- December 14 2009
The Alternative Investment Management Association (AIMA) has issued a press release expressing concern over a measure contained in the proposed US Financial Stability Improvement Act of 2009
AIMA reiterates support for registration of hedge fund managers in the US
- Norton Rose LLP
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- USA
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- November 9 2009
The Alternative Investment Management Association (AIMA) has reiterated its support for the registration of hedge fund managers in the United States (U.S.) and for the reporting of systemically relevant information by larger managers to national authorities in the interests of financial stability
FSA and SEC discuss approaches to global regulatory requirements
- Norton Rose LLP
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- United Kingdom, USA
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- October 29 2009
On 16 September 2009, the FSA announced that its Chief Executive, Hector Sants, and Mary Shapiro, Chairman of the US Securities and Exchange Commission (SEC), will explore approaches to reporting and other regulatory requirements for key market participants such as hedge funds and their advisers
FSA and SEC discuss approaches to global regulatory requirements
- Norton Rose LLP
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- United Kingdom, USA
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- October 12 2009
The FSA has announced that its Chief Executive, Hector Sants, and Mary Shapiro, chairman of the US Securities and Exchange Commission (SEC), will explore approaches to reporting and other regulatory requirements for key market participants such as hedge funds and their advisers
Current Search
- Firm Name - Norton Rose LLP
- Workarea - Capital Markets
- Author - Jonathan Herbst
- Author - Peter Snowdon
- Jurisdiction - USA