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IOSCO consultation report on private equity conflicts of interest
- Norton Rose LLP
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- Global
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- November 9 2009
The Technical Committee of the International Organization of Securities Commissions (IOSCO) has published a consultation report on private equity conflicts of interest
Advice to the European Commission on the review of the Financial Conglomerates Directive
- Norton Rose LLP
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- European Union
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- November 9 2009
The Financial Conglomerates Directive (FCD) introduces specfic legislation for the prudential supervision of financial conglomerates and financial groups involved in cross-sectorial activities to foster stability of the financial system
Waivers from pre-trade transparency obligations under MiFID
- Norton Rose LLP
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- European Union
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- November 9 2009
The Committee of European Securities Regulators (CESR) has published an updated version of its paper covering waivers from pre-trade transparency obligations under the Markets in Financial Instruments Directive (MiFID
Handbook Development Newsletter 116
- Norton Rose LLP
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- United Kingdom
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- November 9 2009
The FSA has published issue 116 of its Handbook Development newsletter which contains: Information about recent Handbook-related and other developments
European Council calls for progress on reforming EU supervision and regulation
- Norton Rose LLP
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- European Union
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- November 9 2009
The European Council has published conclusions following its meeting on 29 and 30 October 2009
AIMA reiterates support for registration of hedge fund managers in the US
- Norton Rose LLP
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- USA
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- November 9 2009
The Alternative Investment Management Association (AIMA) has reiterated its support for the registration of hedge fund managers in the United States (U.S.) and for the reporting of systemically relevant information by larger managers to national authorities in the interests of financial stability
