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Results: 1-9 of 9

MiFID II MiFIR series - corporate governance

  • Norton Rose Fulbright LLP
  • -
  • European Union, United Kingdom
  • -
  • October 9 2014

The Markets in Financial Instruments Directive (MiFID) is one of the cornerstones of EU financial services law setting out which investment services

MiFID II MiFIR series - impact on commodities and commodity derivatives trading

  • Norton Rose Fulbright LLP
  • -
  • European Union
  • -
  • October 9 2014

The Markets in Financial Instruments Directive (MiFID) is one of the cornerstones of EU financial services law setting out which investment services

Navigating the ESMA consultation paper

  • Norton Rose Fulbright LLP
  • -
  • European Union
  • -
  • June 3 2014

The final legislative texts of the Markets in Financial Instruments Directive (recast) (MiFID) and the Markets in Financial Instruments Regulation

IOSCO consultation report on private equity conflicts of interest

  • Norton Rose Fulbright LLP
  • -
  • Global
  • -
  • November 9 2009

The Technical Committee of the International Organization of Securities Commissions (IOSCO) has published a consultation report on private equity conflicts of interest

Waivers from pre-trade transparency obligations under MiFID

  • Norton Rose Fulbright LLP
  • -
  • European Union
  • -
  • November 9 2009

The Committee of European Securities Regulators (CESR) has published an updated version of its paper covering waivers from pre-trade transparency obligations under the Markets in Financial Instruments Directive (MiFID

Advice to the European Commission on the review of the Financial Conglomerates Directive

  • Norton Rose Fulbright LLP
  • -
  • European Union
  • -
  • November 9 2009

The Financial Conglomerates Directive (FCD) introduces specfic legislation for the prudential supervision of financial conglomerates and financial groups involved in cross-sectorial activities to foster stability of the financial system

Handbook Development Newsletter 116

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • November 9 2009

The FSA has published issue 116 of its Handbook Development newsletter which contains: Information about recent Handbook-related and other developments

AIMA reiterates support for registration of hedge fund managers in the US

  • Norton Rose Fulbright LLP
  • -
  • USA
  • -
  • November 9 2009

The Alternative Investment Management Association (AIMA) has reiterated its support for the registration of hedge fund managers in the United States (U.S.) and for the reporting of systemically relevant information by larger managers to national authorities in the interests of financial stability

European Council calls for progress on reforming EU supervision and regulation

  • Norton Rose Fulbright LLP
  • -
  • European Union
  • -
  • November 9 2009

The European Council has published conclusions following its meeting on 29 and 30 October 2009