Norton Rose Fulbright | European Union, United Kingdom | 4 Feb 2014
The European Parliament has updated its procedure file on the proposed Fourth Money Laundering Directive. The procedure file now indicates that the…
Norton Rose Fulbright | European Union | 13 Jan 2014
The European Parliament has published the opinion of its Committee on Legal Affairs (JURI) relating to the draft Fourth Money Laundering Directive…
Norton Rose Fulbright | United Kingdom | 13 Jan 2014
The FCA has fined JLT Specialty Limited (JLTSL), which provides insurance broking and risk management services, £1,876,000 for failing to maintain…
Norton Rose Fulbright | United Kingdom | 31 May 2010
In April 2008, the FSA launched a major thematic project which was aimed at establishing the extent to which small firms across the financial services industry addressed financial crime risks in their businesses.
Norton Rose Fulbright | United Kingdom | 31 May 2010
The City of London Corporation has published a report prepared by Transparency International which is entitled Avoiding Corruption Risks in the City: The Bribery Act 2010.
Norton Rose Fulbright | European Union | 31 May 2010
The European Commission is holding a public hearing on the review of the Market Abuse Directive (MAD) on 2 July 2010 in Brussels.
Norton Rose Fulbright | United Kingdom | 21 May 2010
The FSA has issued a press notice stating that investigators from its Enforcement and Financial Crime Division acting with the assistance of the City of London Police (CoLP) have conducted a search operation at a residential address in East London.
Norton Rose Fulbright | United Kingdom | 21 May 2010
The FSA has published a report which describes how commercial insurance broker firms in the UK are addressing the risks of becoming involved in corrupt practices such as bribery.
Norton Rose Fulbright | United Kingdom | 21 May 2010
The FSA has issued a press notice stating that it is contacting more than 38,000 people across the UK to warn them that they could be the target of share fraud after it recovered a master list used by boiler room fraudsters.
Norton Rose Fulbright | United Kingdom | 18 May 2010
In August 2009, the Board of the Joint Money Laundering Steering Group (JMLSG) indicated that it was contemplating an additional Part III to the JMLSG Guidance.