We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.
In cooperation with Association of Corporate Counsel
  Request new password

Search results

Order by most recent / most popular / relevance

Results: 1-10 of 21

Financial services updater - 4 February 2014: regulation & compliance

  • Norton Rose Fulbright LLP
  • -
  • European Union, Global, USA
  • -
  • February 4 2014

The Financial Stability Board (FSB) has updated its Handbook which sets out guidelines for the conduct of FSB peer reviews. Section 1 sets peer

CESR technical advice on the equivalence between the US regulatory and supervisory framework and the EU regulatory regime for CRAs

  • Norton Rose Fulbright LLP
  • -
  • European Union, USA
  • -
  • May 31 2010

The Committee of European Securities Regulators (CESR) has published its technical advice to the European Commission on the equivalence between the US regulatory and supervisory framework and the EU regulatory regime for credit rating agencies (CRAs

NYSE announces European clearing strategy

  • Norton Rose Fulbright LLP
  • -
  • USA
  • -
  • May 28 2010

On 12 May 2010, NYSE Euronext announced that, subject to regulatory approval, it will commence clearing its European securities and derivatives business through two new, purpose-built clearing houses based in London and Paris in late 2012

Building a new financial framework together

  • Norton Rose Fulbright LLP
  • -
  • European Union, USA
  • -
  • May 28 2010

On 11 May 2010, the European Commission published a speech given by Michel Barnier (EU Commissioner for the Internal Market and Services) entitled Building a new financial framework together

AIMA expresses concern about dual registration issue in US

  • Norton Rose Fulbright LLP
  • -
  • USA
  • -
  • May 18 2010

The Alternative Investment Management Association (AIMA) has issued a press release expressing concern about the issue of dual registration for non-U.S. investment advisers (hedge fund managers) in legislation currently being debated in Washington

Building a new financial framework together

  • Norton Rose Fulbright LLP
  • -
  • European Union, USA
  • -
  • May 18 2010

The European Commission has published a speech given by Michel Barnier (EU Commissioner for the Internal Market and Services) entitled Building a new financial framework

Concession on protectionism?

  • Norton Rose Fulbright LLP
  • -
  • France, Germany, USA
  • -
  • May 11 2010

On 28 April 2010, Wolfgang Schauble and Christine Lagarde, the finance ministers of Germany and France respectively, published an article in the Wall Street Journal as an indirect response to letters received from US Treasury Secretary Timothy Geithner

FSA statement to the US bankruptcy court examiner on the collapse of Lehman Brothers Holdings Inc

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom, USA
  • -
  • March 26 2010

On 12 March 2010, the FSA published the statement that it had provided to the court appointed examiner of Lehman Brothers Holding Inc, which is referred to in his wider report on the collapse of Lehman Brothers

FSA statement to the US bankruptcy court examiner on the collapse of Lehman Brothers Holding Inc

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom, USA
  • -
  • March 22 2010

The FSA has published the statement that it has provided to the court appointed examiner of Lehman Brothers Holding Inc, which is referred to in his wider report on the collapse of Lehman Brothers published on 11 March 2010

SEC and UK FSA hold fifth meeting of the SEC-FSA strategic dialogue

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom, USA
  • -
  • February 24 2010

On 1 February 2010, the FSA stated that it had held its latest meeting with the US Securities and Exchange Commission