Search results
Order by most recent / most popular / relevance
Results: 11-20 of 32
House of Lords EU Select Committee publishes uncorrected transcript evidence from HM Treasury on the inquiry on the regulation of the derivatives market
- Norton Rose LLP
- -
- United Kingdom
- -
- February 15 2010
On 15 December 2009, the House of Lords EU Select Committee issued a call for evidence on the European Commission Communications on ensuring safe and sound derivatives markets
AFME Market Liquidity Conference
- Norton Rose LLP
- -
- United Kingdom
- -
- February 15 2010
HM Treasury has published the speech made by Lord Myners (Financial Services Secretary) at the AFME Market Liquidity Conference
Consultation on guidance to report transactions on OTC derivative instruments
- Norton Rose LLP
- -
- European Union
- -
- February 8 2010
The Committee of European Securities Regulators (CESR) has published a consultation on guidance to report transactions on OTC derivative instruments
FSA enforcement
- Norton Rose LLP
- -
- United Kingdom
- -
- January 4 2010
The FSA has fined Toronto Dominion Bank (London Branch) £7m for systems and controls breaches in relation to the pricing of certain sophisticated and often illiquid derivative products by a proprietary trader
Reforming OTC Derivative Markets - a UK perspective
- Norton Rose LLP
- -
- United Kingdom
- -
- December 21 2009
HM Treasury and the FSA have published a joint paper which is entitled Reforming OTC Derivative Markets - A UK perspective
House of Lords EU Select Committee call for evidence on Commission Communications on ensuring safe and sound derivatives markets
- Norton Rose LLP
- -
- United Kingdom
- -
- December 21 2009
The House of Lords EU Select Committee has issued a call for evidence on the European Commission Communications on ensuring safe and sound derivatives markets
FSA enforcement
- Norton Rose LLP
- -
- United Kingdom
- -
- November 30 2009
Nomura International Plc ("Nomura") has been fined £1.75 million for breaches of Principles 2 and 3 of the FSA’s Principles for Businesses
SIFMA publishes amended and restated money market trading practice guidelines
- Norton Rose LLP
- -
- USA
- -
- November 9 2009
The Securities Industry and Financial Markets Association (SIFMA) has published amended and restated guidelines on money market trading practice
Commission sets out future actions to strengthen the safety of derivatives markets
- Norton Rose LLP
- -
- European Union
- -
- October 26 2009
The European Commission has published a press release stating that it has adopted a Communication for ensuring efficient, safe and sound derivatives markets
Commodity Markets Update issue 2
- Norton Rose LLP
- -
- United Kingdom
- -
- October 12 2009
The FSA has published the second edition of its Commodity Markets Update newsletter
Current Search
- Firm Name - Norton Rose LLP
- Author - Jonathan Herbst
- Author - Charles Evans
- Workarea - Derivatives