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In late August the FSA released a consultation paper (CP 1220) proposing amendments to its handbook rules on client money handling by insurance intermediaries (CASS 5
Accountants and actuaries could soon face significantly tougher fines and sanctions from disciplinary investigations carried out by their public watchdog, the Accountancy and Actuarial Discipline Board which is the independent disciplinary board for accountants and actuaries
Yesterday the FRC announced the appointment of Gareth Rees QC to the position of Executive Counsel to the Accountancy and Actuarial Discipline Board (AADB
The recent OFT Code of Practice on the conduct of its Anti Money Laundering (AML) visits is a timely reminder to agents that not only are you obliged to comply with the Money Laundering Regulations 2007 (the Regulations) but also that you may be subject to inspection by the OFT in relation to your level of compliance, and that there are both civil and criminal sanctions for noncompliance
The UK has now published a self-assessment of its anti-bribery controls as part of a UN review intended to evaluate the UK’s compliance with its obligations as a signatory to the UN Convention against Corruption
