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Results: 11-20 of 915

Further delays to key voting dates

  • Dentons
  • -
  • European Union
  • -
  • May 3 2013

EP has delayed until 23 October the votes on the Key Information Document Directive (KID), the recast Insurance Mediation Directive (IMD2) and the

Commission launches review of ESFS

  • Dentons
  • -
  • European Union
  • -
  • May 3 2013

The Commission is consulting, until 19 July, on the review of the European System of Financial Supervision (ESFS), composed of the European

Taking security in the Sultanate of Oman part 2: receivables, shares and bank accounts

  • Dentons
  • -
  • Oman
  • -
  • September 20 2011

This is the second in a series of articles providing an overview of the types of security available in Oman

Firms receive FCA classifications

  • Dentons
  • -
  • United Kingdom
  • -
  • March 22 2013

FSA has written to firms explaining: FCA's approach to supervision; the firm's conduct and prudential category; what this means for the firm

FSA publishes FCA approach document

  • Dentons
  • -
  • United Kingdom
  • -
  • October 19 2012

Martin Wheatley launched the FCA approach document, called "Journey to the FCA"

New obligations for SEC regulated entities under SEC identity theft rules

  • Dentons
  • -
  • USA
  • -
  • April 15 2013

Identity theft is a serious privacy and security problem that has escalated in recent years as more and more business functions move online. To keep

Presidency publishes RRD compromise

  • Dentons
  • -
  • European Union
  • -
  • March 8 2013

The Presidency has published a compromise text of the proposed Recovery and Resolution Directive for credit institutions and investment firms (RRD

FSA writes to CEOs on liquidity

  • Dentons
  • -
  • United Kingdom
  • -
  • January 15 2010

FSA has written to CEOs on how FSA plans to monitor compliance with its new liquidity requirements

Treasury updates on SRR extension

  • Dentons
  • -
  • United Kingdom
  • -
  • May 3 2013

Treasury has announced that, before the end of the summer, it will consult on the secondary legislation needed, under the Financial Services Act 2012

MoUs between regulators published

  • Dentons
  • -
  • United Kingdom
  • -
  • April 5 2013

Several Memoranda of Understanding (MoUs), providing the framework for co-operation under the new financial regulatory structure, have been published