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Results: 1-10 of 62

FSSC sets NOS for risk management

  • Dentons
  • -
  • United Kingdom
  • -
  • June 5 2009

FSSC has published National Occupational Standards on the risk management function in the financial sector

FSA makes new fees and other rules

  • Dentons
  • -
  • United Kingdom
  • -
  • June 5 2009

At FSA’s May board meeting, it made the Periodic Fees (20092010) and Other Fees Instrument 2009: this took effect from 1 June and changes the Glossary, FEES and DISP

RAO changed for reclaim funds

  • Dentons
  • -
  • United Kingdom
  • -
  • June 12 2009

An amendment to the Regulated Activities Order takes effect on 13 July

FSA on the conference circuit

  • Dentons
  • -
  • United Kingdom
  • -
  • September 25 2009

In the past week, Sally Dewar spoke to FSA’s Asset Management Sector conference on the AIFMD

FSA feeds back on remuneration extension

  • Dentons
  • -
  • United Kingdom
  • -
  • December 11 2009

FSA has published a summary of the feedback it got on whether it should extend its remuneration code to other FSA-authorised firms

BBA responds on consumer responsibility

  • Dentons
  • -
  • United Kingdom
  • -
  • July 3 2009

BBA has responded to FSA's discussion paper on consumer responsibility

FSA consults on adviser standards

  • Dentons
  • -
  • United Kingdom
  • -
  • December 23 2009

FSA is consulting on enhancing the professionalism of investment advisers under the RDR

FSA writes to trade associations on capital

  • Dentons
  • -
  • United Kingdom
  • -
  • March 27 2009

FSA has written to trade associations to explain how it views ICG in the context of the current economic circumstances

FSA strengthens stress testing

  • Dentons
  • -
  • United Kingdom
  • -
  • December 23 2009

FSA has strengthened its stress testing regime by introducing a new approach to stress testing

FSA consults on liquidity reporting

  • Dentons
  • -
  • United Kingdom
  • -
  • April 17 2009

FSA is consulting on a new liquidity reporting regime as part of its overall aim to strengthen liquidity controls

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