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Treasury publishes bulletin

  • Dentons
  • -
  • United Kingdom
  • -
  • October 15 2010

Treasury has published a bulletin summarising recent developments in financial services

Complaints Commissioner orders FSA to apologise for evening courier

  • Dentons
  • -
  • United Kingdom
  • -
  • March 18 2011

The Complaints Commissioner has upheld a complaint about delivery of a courier package relating to an enforcement investigation from it to a private residence after 9.00pm

Up next from FSA

  • Dentons
  • -
  • United Kingdom
  • -
  • October 1 2010

Before the end of October, FSA plans to publish feedback and rules on implementing aspects of the FS Act 2010

Up next from FSA

  • Dentons
  • -
  • United Kingdom
  • -
  • July 30 2010

The latest issue of Handbook Development promises during August: a discussion paper on the prudential regime for trading activities; and feedback on FSA's discussion paper on financial reporting by credit institutions

Complaints Commissioner upholds FSA fee demands

  • Dentons
  • -
  • United Kingdom
  • -
  • August 20 2010

The Complaints Commissioner has rejected complaints from two firms that ceased business and objected to FSA claiming fees for the full year during which the business ceased

Commission plans compensation scheme changes

  • Dentons
  • -
  • European Union
  • -
  • July 16 2010

The Commission has proposed a range of measures to improve investor protection under deposit and investment compensation schemes and is consulting on how to provide protection for insurance customers

HMRC backs FSA on nominated officer

  • Dentons
  • -
  • United Kingdom
  • -
  • August 13 2010

HMRC has said it backs FSA's view that firms should not over-rely on external consultants to ensure compliance with their AML requirements

FSA makes more new rules

  • Dentons
  • -
  • United Kingdom
  • -
  • October 1 2010

In addition to the new rules highlighted above, FSA made the following instruments at its September board meeting

FSA consults on platforms and the RDR

  • Dentons
  • -
  • United Kingdom
  • -
  • November 19 2010

FSA is consulting on changes to COBS that will ensure compliance with the standards of the Retail Distribution Review (RDR) when consumers use platforms to buy and manage investments

FSA responds on capital standards

  • Dentons
  • -
  • United Kingdom
  • -
  • July 30 2010

FSA has published feedback to its consultation on Strengthening Capital Standards 3 in which it proposed changes to its rules to implement most of CRD2 and CRD3