We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.
Lexology logo






  Request new password

Search results

Order by most recent / most popular / relevance

Results: 1-10 of 151

FSA gets conviction of two insider dealers

  • Dentons
  • -
  • United Kingdom
  • -
  • March 15 2013

In two different cases, the Southwark Crown Court has endorsed the claims brought by FSA against two traders for insider dealing. (Source: Equities

FSA continues crackdown on insider dealing

  • Dentons
  • -
  • United Kingdom
  • -
  • March 1 2013

Three men have been arrested in connection with an FSA investigation into insider dealing and market abuse. None of them has yet been charged

FSA gets land-banking victory

  • Dentons
  • -
  • United Kingdom
  • -
  • February 15 2013

The High Court has supported FSA in holding that David Banner-Eve, Stuart Cohen, Asset Land Investment Plc and Asset L.I. Inc operated a collective

Tribunal upholds FSA decision to fine firm for market manipulation

  • Dentons
  • -
  • United Kingdom
  • -
  • February 1 2013

The Tribunal has upheld FSA's decision to levy an £8 million fine on Swift Trade for "layering". This is the highest fine ever for market

More FSA criminal investigation into insider dealing

  • Dentons
  • -
  • United Kingdom
  • -
  • January 25 2013

The police have arrested five people in connection with an insider dealing investigation led by FSA. No charges have yet been filed against them

On the horizon for 2013

  • Dentons
  • -
  • United Kingdom
  • -
  • January 17 2013

Our experts select the highlights likely to impact businesses in the UK generally, so you can check quickly

FSA speaks on market behaviour

  • Dentons
  • -
  • United Kingdom
  • -
  • December 14 2012

Jamie Symington has spoken on market conduct and FSA's fight against market abuse

Council Justice Ministers agree CMAD

  • Dentons
  • -
  • European Union
  • -
  • December 14 2012

European Justice Ministers have added their support to the agreement by the Member States' Permanent Representatives (COREPER) on the form of the Directive for Criminal Sanctions for Market Abuse (CMAD) (see FReD 7 December

EU Council agrees MAD2 general approach

  • Dentons
  • -
  • European Union
  • -
  • December 7 2012

The Presidency has issued its final compromise proposals and obtained confirmation of the Council’s General Approach on the Regulation on Insider Dealing and Market Manipulation (MAR) and the Directive on Criminal Sanctions for Market Abuse (CMAD

FSA fines UBS for rogue trader

  • Dentons
  • -
  • United Kingdom
  • -
  • November 30 2012

FSA has fined UBS AG £29.7 million for systems and controls failings that led to Kweku Adoboli causing losses of US$2.3 billion as a result of unauthorised trading

Current Search

Suggested Facets

Author

Jurisdiction

Workarea

© Copyright 2006-2013 Globe Business Publishing Ltd | Cookies | Disclaimer | Privacy policy