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Results: 1-10 of 451

Financial Regulatory Developments 27 February - The Institute of Chartered Accountants in England and Wales (ICAEW)

  • Dentons
  • -
  • United Kingdom
  • -
  • February 27 2015

ICAEW has issued guidance to assist chartered accountants and other professionals who act as skilled persons under FSMA. This guidance replaces

Financial Regulatory Developments 20 February - European Commission (Commission)

  • Dentons
  • -
  • European Union
  • -
  • February 20 2015

The Commission has published a Green Paper on the Capital Markets Union (CMU) alongside consultation papers on the review of the Prospectus Directive

Financial Regulatory Developments 20 February - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • February 20 2015

FCA has updated firms again on reporting under the AIFMD. It has confirmed it has resolved its issues with the GABRIEL system and has now asked firms

Financial Regulatory Developments 13 February - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • February 13 2015

FCA has announced three new Chairs for its independent Practitioner Panels. The appointments come into effect from 1 April. The new Chairs are: FCA

Financial Regulatory Developments 13 February - International Capital Market Association (ICMA)

  • Dentons
  • -
  • Global
  • -
  • February 13 2015

ICMA has produced a new webpage and published "The Pan-European Private Placement Guide". The Guide is intended to provide a non-binding framework of

Financial Regulatory Developments 13 February - UK Crowdfunding Association (UKCFA)

  • Dentons
  • -
  • United Kingdom
  • -
  • February 13 2015

UKCFA has issued a statement welcoming FCA's review of the crowdfunding sector and its conclusion that the UK does not need any new regulation. UKCFA

Financial Regulatory Developments 6 February - Financial Markets Law Committee (FMLC)

  • Dentons
  • -
  • European Union, United Kingdom
  • -
  • February 6 2015

FMLC has responded to ESMA's consultation on the clearing obligation under EMIR (number 3). The response sets out its concerns on: lack of

Financial Regulatory Developments 6 February - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • February 6 2015

FCA has confirmed the final rules requiring firms to set up and maintain independent governance committees (IGCs). IGCs will represent the interests

Financial Regulatory Developments 6 February - Legislation

  • Dentons
  • -
  • United Kingdom
  • -
  • February 6 2015

Treasury has published the draft Financial Services and Markets Act 2000 (Regulated Activities)(Amendment)(No 2) Order. The order will introduce a

Financial Regulatory Developments 30 January - Legislation

  • Dentons
  • -
  • United Kingdom
  • -
  • January 30 2015

Treasury has published a summary of responses it received to its consultation on implementation of the Mortgage Credit Directive (MCD) into UK law