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Results: 1-10 of 455

Financial Regulatory Developments 27 March - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • March 27 2015

FCA has published a Discussion Paper to gauge views on how it might implement certain conduct of business (COB) and operational requirements of MiFID

Financial Regulatory Developments 20 March - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • March 20 2015

FCA has published a report into the current account switching service, which shows that, generally, it is working for consumers. The report found the

Financial Regulatory Developments 13 March - European Securities and Markets Authority (ESMA)

  • Dentons
  • -
  • European Union
  • -
  • March 13 2015

ESMA has updated its RTS on Interest Rate Swaps (IRS) under the European Market Infrastructure Regulation (EMIR). It has issued the opinion because

Financial Regulatory Developments 6 March - European Central Bank (ECB)

  • Dentons
  • -
  • European Union
  • -
  • March 6 2015

In its third Eurosystem Oversight Report ECB reviews the oversight activities that the Eurosystem performed in the period from 2011 to mid-2014. The

Financial Regulatory Developments 27 February - The Institute of Chartered Accountants in England and Wales (ICAEW)

  • Dentons
  • -
  • United Kingdom
  • -
  • February 27 2015

ICAEW has issued guidance to assist chartered accountants and other professionals who act as skilled persons under FSMA. This guidance replaces

Financial Regulatory Developments 20 February - European Commission (Commission)

  • Dentons
  • -
  • European Union
  • -
  • February 20 2015

The Commission has published a Green Paper on the Capital Markets Union (CMU) alongside consultation papers on the review of the Prospectus Directive

Financial Regulatory Developments 20 February - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • February 20 2015

FCA has updated firms again on reporting under the AIFMD. It has confirmed it has resolved its issues with the GABRIEL system and has now asked firms

Financial Regulatory Developments 13 February - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • February 13 2015

FCA has announced three new Chairs for its independent Practitioner Panels. The appointments come into effect from 1 April. The new Chairs are: FCA

Financial Regulatory Developments 13 February - International Capital Market Association (ICMA)

  • Dentons
  • -
  • Global
  • -
  • February 13 2015

ICMA has produced a new webpage and published "The Pan-European Private Placement Guide". The Guide is intended to provide a non-binding framework of

Financial Regulatory Developments 13 February - UK Crowdfunding Association (UKCFA)

  • Dentons
  • -
  • United Kingdom
  • -
  • February 13 2015

UKCFA has issued a statement welcoming FCA's review of the crowdfunding sector and its conclusion that the UK does not need any new regulation. UKCFA