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Results: 1-10 of 418

Financial Regulatory Developments 10 October - European Securities and Markets Authority (ESMA)

  • Dentons
  • -
  • European Union
  • -
  • October 10 2014

ESMA has issued two papers on draft regulatory technical standards (RTS) it has to develop under the European Market Infrastructure Regulation

Financial Regulatory Developments 10 October - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • October 10 2014

FCA has published details of its agreement with Wonga that requires Wonga to make significant changes to its business immediately. Wonga agreed to

Financial Regulatory Developments 3 October - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • October 3 2014

FCA has published a consultation paper setting out its approach to implementation of the Mortgage Credit Directive (MCD). Where possible, FCA will

Financial Regulatory Developments 26 September - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • September 26 2014

FCA has added to its pages on consumer credit authorisations by setting out what it expects to see when examining a debt management firm's business

Financial Regulatory Developments 12 September - European Securities and Markets Authority (ESMA)

  • Dentons
  • -
  • European Union
  • -
  • September 12 2014

ESMA has published translations into all EU languages of its Guidelines on the Principles for Financial Market Infrastructures (FMIs) in respect of

Financial Regulatory Developments 12 September - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • September 12 2014

FCA has published its conclusions from its latest review on how non-financial counterparties (NFCs) calculate the clearing threshold for the purposes

Financial Regulatory Developments 12 September - Bank for International SettlementsBasel Committee of Banking Supervision (BISBasel Committee)

  • Dentons
  • -
  • Global
  • -
  • September 12 2014

BIS has published a paper on developments in collateral management services which are driven by increased use of collateral linked to regulatory

Financial Regulatory Developments 5 September - Official Journal of the European Union (OJEU)

  • Dentons
  • -
  • European Union
  • -
  • September 5 2014

The Payment Accounts Directive (PAD) has been published in the OJEU. Member States must implement it by 18 September 2016. Certain provisions must be

Financial Regulatory Developments 5 September - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • September 5 2014

FCA has fined Deutsche Bank £4,718,800 for incorrectly reporting transactions from the date of implementation of the Markets in Financial Instruments

Financial Regulatory Developments 5 September - European Securities and Markets Authority (ESMA)

  • Dentons
  • -
  • European Union
  • -
  • September 5 2014

ESMA has announced that LME Clear has been added to its list of central counterparties registered under the European Market Infrastructure Regulation