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Results: 1-10 of 415

Financial Regulatory Developments 26 September - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • September 26 2014

FCA has added to its pages on consumer credit authorisations by setting out what it expects to see when examining a debt management firm's business

Financial Regulatory Developments 12 September - European Securities and Markets Authority (ESMA)

  • Dentons
  • -
  • European Union
  • -
  • September 12 2014

ESMA has published translations into all EU languages of its Guidelines on the Principles for Financial Market Infrastructures (FMIs) in respect of

Financial Regulatory Developments 12 September - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • September 12 2014

FCA has published its conclusions from its latest review on how non-financial counterparties (NFCs) calculate the clearing threshold for the purposes

Financial Regulatory Developments 12 September - Bank for International SettlementsBasel Committee of Banking Supervision (BISBasel Committee)

  • Dentons
  • -
  • Global
  • -
  • September 12 2014

BIS has published a paper on developments in collateral management services which are driven by increased use of collateral linked to regulatory

Financial Regulatory Developments 5 September - Official Journal of the European Union (OJEU)

  • Dentons
  • -
  • European Union
  • -
  • September 5 2014

The Payment Accounts Directive (PAD) has been published in the OJEU. Member States must implement it by 18 September 2016. Certain provisions must be

Financial Regulatory Developments 5 September - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • September 5 2014

FCA has fined Deutsche Bank £4,718,800 for incorrectly reporting transactions from the date of implementation of the Markets in Financial Instruments

Financial Regulatory Developments 5 September - European Securities and Markets Authority (ESMA)

  • Dentons
  • -
  • European Union
  • -
  • September 5 2014

ESMA has announced that LME Clear has been added to its list of central counterparties registered under the European Market Infrastructure Regulation

Financial Regulatory Developments 8 August - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • August 8 2014

FCA has published its consultation paper on implementing the Bank Recovery and Resolution Directive (BRRD) into its rules. Treasury and PRA have

Financial Regulatory Developments 1 August - International Organisation of Securities Commissions (IOSCO)

  • Dentons
  • -
  • Global
  • -
  • August 1 2014

IOSCO has reported on a survey to assess how investment firms use social media. It found that use is still in its infancy, with firms only just

Financial Regulatory Developments 25 July - Council of the European Union (Council)

  • Dentons
  • -
  • United Kingdom
  • -
  • July 25 2014

The Council published the text of the fifth UCITS Directive (UCITS V) in advance of its formal adoption, which it announced on 23 July. (Source: