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Results: 1-10 of 402

Financial Regulatory Developments 11 July - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • July 11 2014

FCA has published its policy statement on regulated fees and levies for 201415. Responses to the consultation expressed some strong views: almost

Financial Regulatory Developments 11 July - European Banking Authority (EBA)

  • Dentons
  • -
  • European Union
  • -
  • July 11 2014

EBA has published an opinion addressed to the EU Council, Commission and Parliament, setting out its views on how to regulate virtual currencies. It

Financial Regulatory Developments 27 June - Financial Ombudsman Service (FOS)

  • Dentons
  • -
  • United Kingdom
  • -
  • June 27 2014

The latest edition of Ombudsman News focuses on disputes involving health and medical insurance, payment protection insurance and credit files and

Financial Regulatory Developments 27 June - HM Treasury (Treasury)

  • Dentons
  • -
  • United Kingdom
  • -
  • June 27 2014

The City Minister has announced in Parliament that the Government has decided to opt in to the justice and home affairs (JHA) provisions in the EU

Financial Regulatory Developments 20 June - European Securities and Markets Authority (ESMA)

  • Dentons
  • -
  • European Union
  • -
  • June 20 2014

ESMA and EBA have published harmonised guidelines for consumer complaints handling, with the aim of ensuring consistent and streamlined procedures

Financial Regulatory Developments 23 May - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • May 23 2014

FCA has carried out a review of consumer credit advertising and has told firms to raise their standards. It surveyed a sample of advertisements and

Financial Regulatory Developments 23 May - Parliament

  • Dentons
  • -
  • United Kingdom
  • -
  • May 23 2014

Two Private Members' Bills, the Investment Management (Fiduciary Duties) Bill 2013-14 proposing a duty on investment managers to act in the best

Financial Regulatory Developments 16 May - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • May 16 2014

FCA has published its final rules that amend the Conduct of Business Sourcebook (COBS) in respect of permitted use of dealing commission. FCA had

Financial Regulatory Developments 9 May - Association for Financial Markets in Europe (AFME)

  • Dentons
  • -
  • European Union
  • -
  • May 9 2014

AFME has published a note on the legal and practical issues arising from article 50 of the Bank Recovery and Resolution Directive. This article says

Financial Regulatory Developments 2 May - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • May 2 2014

FCA has reminded firms that the rules implementing the Mortgage Market Review (MMR) took effect on 26 April. (Source: MMR Rules Take Effect) Contact: