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Financial Regulatory Developments 8 August - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • August 8 2014

FCA has published its consultation paper on implementing the Bank Recovery and Resolution Directive (BRRD) into its rules. Treasury and PRA have

Financial Regulatory Developments 1 August - International Organisation of Securities Commissions (IOSCO)

  • Dentons
  • -
  • Global
  • -
  • August 1 2014

IOSCO has reported on a survey to assess how investment firms use social media. It found that use is still in its infancy, with firms only just

Financial Regulatory Developments 25 July - Council of the European Union (Council)

  • Dentons
  • -
  • United Kingdom
  • -
  • July 25 2014

The Council published the text of the fifth UCITS Directive (UCITS V) in advance of its formal adoption, which it announced on 23 July. (Source:

Financial Regulatory Developments 25 July - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • July 25 2014

FCA has: published the results of its thematic review into offers of enhanced transfer values (ETVs) when financial advisers try to persuade

Financial Regulatory Developments 18 July - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • July 18 2014

FCA has published a review of how firms use dealing commission. It found too few firms properly consider the added value and cost of research paid

Financial Regulatory Developments 18 July - European Central Bank (ECB)

  • Dentons
  • -
  • European Union
  • -
  • July 18 2014

ECB has published its opinion on the proposed Regulation on reporting and transparency of securities financing transactions (SFT Regulation). It

Financial Regulatory Developments 11 July - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • July 11 2014

FCA has published its policy statement on regulated fees and levies for 201415. Responses to the consultation expressed some strong views: almost

Financial Regulatory Developments 11 July - European Banking Authority (EBA)

  • Dentons
  • -
  • European Union
  • -
  • July 11 2014

EBA has published an opinion addressed to the EU Council, Commission and Parliament, setting out its views on how to regulate virtual currencies. It

Financial Regulatory Developments 27 June - Financial Ombudsman Service (FOS)

  • Dentons
  • -
  • United Kingdom
  • -
  • June 27 2014

The latest edition of Ombudsman News focuses on disputes involving health and medical insurance, payment protection insurance and credit files and

Financial Regulatory Developments 27 June - HM Treasury (Treasury)

  • Dentons
  • -
  • United Kingdom
  • -
  • June 27 2014

The City Minister has announced in Parliament that the Government has decided to opt in to the justice and home affairs (JHA) provisions in the EU