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Results: 1-10 of 406

Financial Regulatory Developments 25 July - Council of the European Union (Council)

  • Dentons
  • -
  • United Kingdom
  • -
  • July 25 2014

The Council published the text of the fifth UCITS Directive (UCITS V) in advance of its formal adoption, which it announced on 23 July. (Source:

Financial Regulatory Developments 25 July - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • July 25 2014

FCA has: published the results of its thematic review into offers of enhanced transfer values (ETVs) when financial advisers try to persuade

Financial Regulatory Developments 18 July - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • July 18 2014

FCA has published a review of how firms use dealing commission. It found too few firms properly consider the added value and cost of research paid

Financial Regulatory Developments 18 July - European Central Bank (ECB)

  • Dentons
  • -
  • European Union
  • -
  • July 18 2014

ECB has published its opinion on the proposed Regulation on reporting and transparency of securities financing transactions (SFT Regulation). It

Financial Regulatory Developments 11 July - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • July 11 2014

FCA has published its policy statement on regulated fees and levies for 201415. Responses to the consultation expressed some strong views: almost

Financial Regulatory Developments 11 July - European Banking Authority (EBA)

  • Dentons
  • -
  • European Union
  • -
  • July 11 2014

EBA has published an opinion addressed to the EU Council, Commission and Parliament, setting out its views on how to regulate virtual currencies. It

Financial Regulatory Developments 27 June - Financial Ombudsman Service (FOS)

  • Dentons
  • -
  • United Kingdom
  • -
  • June 27 2014

The latest edition of Ombudsman News focuses on disputes involving health and medical insurance, payment protection insurance and credit files and

Financial Regulatory Developments 27 June - HM Treasury (Treasury)

  • Dentons
  • -
  • United Kingdom
  • -
  • June 27 2014

The City Minister has announced in Parliament that the Government has decided to opt in to the justice and home affairs (JHA) provisions in the EU

Financial Regulatory Developments 20 June - European Securities and Markets Authority (ESMA)

  • Dentons
  • -
  • European Union
  • -
  • June 20 2014

ESMA and EBA have published harmonised guidelines for consumer complaints handling, with the aim of ensuring consistent and streamlined procedures

Financial Regulatory Developments 23 May - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • May 23 2014

FCA has carried out a review of consumer credit advertising and has told firms to raise their standards. It surveyed a sample of advertisements and