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Results: 1-10 of 24

Treasury consults on payments regulator

  • Dentons
  • -
  • United Kingdom
  • -
  • April 5 2013

Treasury has opened a consultation, which runs until 25 June 2013, on the characteristics of a new competition-focused and utility-style regulator

FSA responds on corporate governance

  • Dentons
  • -
  • United Kingdom
  • -
  • September 10 2010

FSA has responded to the Commission's green paper on corporate governance

FSA publishes quarterly consultation

  • Dentons
  • -
  • United Kingdom
  • -
  • March 9 2012

FSA's latest quarterly consultation seeks views on: changes to the Training and Competence Sourcebook (TC) to add a new qualification to the list

Up next from FSA

  • Dentons
  • -
  • United Kingdom
  • -
  • February 3 2012

FSA's latest Policy Development Update highlights the following documents expected before the end of March 2012

Tribunal backs CEO over misconduct fine

  • Dentons
  • -
  • United Kingdom
  • -
  • April 27 2012

John Pottage, formerly holder of both the CF3 and CF8 controlled functions for UBS AG and for UBS Wealth Management (UK) appealed to the Tribunal about FSA’s decision to fine him for breach of the Principles for Approved Persons

On the horizon for 2013

  • Dentons
  • -
  • United Kingdom
  • -
  • January 17 2013

Our experts select the highlights likely to impact businesses in the UK generally, so you can check quickly

OFT gets super-complaint about travel money

  • Dentons
  • -
  • United Kingdom
  • -
  • September 23 2011

OFT has received a super-complaint from Consumer Focus about the cost of getting foreign currency and overseas use of credit and debit cards

FSA publishes joint note on CMCS and Financial Services complaints

  • Dentons
  • -
  • United Kingdom
  • -
  • July 22 2011

FSA, the Claims Management Regulator, the Financial Ombudsman Service and the Financial Services Compensation Scheme have published a note to help firms and consumers understand what claims management companies (CMCs) do, and to stress complainants can complain directly without using a CMC

FSA publishes PSD forms

  • Dentons
  • -
  • United Kingdom
  • -
  • May 8 2009

FSA has published a suite of forms applicants can now use if they need to become an authorised payment institution, register as a small payment institution or register an agent

FMLC publishes papers

  • Dentons
  • -
  • European Union, United Kingdom
  • -
  • June 12 2009

FMLC has published several papers

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