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Results: 1-10 of 431

Financial Regulatory Developments 17 April - Upper Tribunal (Tribunal)

  • Dentons
  • -
  • United Kingdom
  • -
  • April 17 2014

The Tribunal has backed FCA's decision to fine Amir Khan £80,000 for various dishonest activities relating to mortgage applications. FCA also banned

Financial Regulatory Developments 4 April - National Crime Agency (NCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • April 4 2014

NCA has published its annual plan. The plan recognises money laundering risks as cutting across many of NCA's key priorities. (Source: NCA Publishes

Financial Regulatory Developments 4 April - Serious Fraud Office (SFO)

  • Dentons
  • -
  • United Kingdom
  • -
  • April 4 2014

Alun Milford, General Counsel at SFO, has spoken on why companies might self-report corruption and why SFO cannot guarantee it will not prosecute. He

Financial Regulatory Developments 4 April - HM Treasury (Treasury)

  • Dentons
  • -
  • United Kingdom
  • -
  • April 4 2014

George Osborne has made clear the Government's concerns that FCA briefed a single journalist on its proposed work in the insurance sector, which led

Financial Regulatory Developments 28 March - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • March 28 2014

FCA has published a thematic review looking at whether firms that describe their services as "independent" under the post-Retail Distribution Review

Financial Regulatory Developments 28 March - Financial Ombudsman Service (FOS)

  • Dentons
  • -
  • United Kingdom
  • -
  • March 28 2014

FOS's latest newsletter focuses on "disputed transactions". FOS receives many complaints involving fraud or suspected fraud, where consumers claim a

Supreme Court rules on the limitation period in constructive trustee cases

  • Dentons
  • -
  • United Kingdom
  • -
  • March 17 2014

The Supreme Court has recently provided clarity on two questions where there have been inconsistent authorities for much of the 20th century. The

Consumer credit FCA publishes final detailed rules 2014 march

  • Dentons
  • -
  • United Kingdom
  • -
  • March 3 2014

The UK Financial Conduct Authority has published its feedback statement and final form rules on the detailed CC regulatory regime that takes effect

Financial Regulatory Developments 28 February - Transparency International (TI)

  • Dentons
  • -
  • Ukraine, United Kingdom
  • -
  • February 28 2014

TI has issued a risk alert on corrupt assets from Ukraine and asked the UK Government to remind all sectors and their regulators of the need to apply

Financial Regulatory Developments 21 February - Serious Fraud Office (SFO)

  • Dentons
  • -
  • United Kingdom
  • -
  • February 21 2014

SFO and the Director of Public Prosecutions (DPP) have published the guidance for prosecutors on DPAs, to take effect from 24 February. The guidance